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Found 4260 results. Displaying page 43 of 284

1. 30 June 2014

   Securities Act (Kiwi Property Group Limited) Exemption Notice 2014

   Securities Act (Kiwi Property Group Limited) Exemption Notice 2014 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 17 June 2016

   Financial Markets Conduct (Tonga Development Bank Ave Pa'anga Pau Vouchers) Designation Notice 2016

   Financial Markets Conduct (Tonga Development Bank Ave Pa'anga Pau Vouchers) Designation Notice 2016

   Tags

   Designations, Business

   Type

   Page

3. 30 March 2021

   Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020

   The Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020 provides relief to accredited NZX derivatives participants that are domiciled in the US and registered as futures commodity merchants (FCMs) with the Commodity Futures Trading Commission - expired.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 24 November 2020

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 11 August 2021

   Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021

   Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 20 October 2021

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2021

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 28 August 2015

   FMA releases enforcement and investigations report 2015

   The Financial Markets Authority (FMA) has published its enforcement and investigations report for the year ending 30 June 2015.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

8. 14 October 2016

   Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

   Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 1 December 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 24 February 2017

    Financial Advisers (Overseas Custodians—Assurance Engagement) Exemption Notice 2017

    Financial Advisers (Overseas Custodians–Assurance Engagement) Exemption Notice 2017. Read more here.

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 31 August 2022

    ABBOTT LIFE AND HEALTH (2015) LIMITED

    ABBOTT LIFE AND HEALTH (2015) LIMITED is an AML reporting entity

    Tags

    Roles, AML/CFT, Reporting entities, Business

    Type

    Page

12. 31 March 2016

    Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

    Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 14 July 2017

    Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 16 March 2021

    Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

    Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 8 October 2021

    Financial Markets Conduct (Liberty Financial Group) Exemption Notice 2021

    Financial Markets Conduct (Liberty Financial Group) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page