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  2. 28 February 2013

    FMA signals its compliance focus for 2013

    The Financial Markets Authority (FMA) has released its compliance focus for 2013 which outlines FMA's priority areas for monitoring and surveillance over the next year.

    Tags
    Media release, News & Insights
    Type
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  8. 1 January 2019

    Financial Markets Conduct (NZX–NXT Market) Exemption Amendment Notice 2018

    Financial Markets Conduct (NZX–NXT Market) Exemption Amendment Notice 2018 amends the Financial Markets Conduct (NZX–NXT Market) Exemption Notice 2014 (the principal notice) to change the date on which the principal notice is revoked from 30 November 2019 to 30 June 2019. Read more.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  13. 27 June 2019

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No. 3) 2019

    The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Pinnacle Life Limited (Pinnacle) to that list of entities. Read more.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page