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  1. 30 August 2016

    European recognition of FMA oversight of auditors

    The European Commission has announced its recognition of the New Zealand audit oversight regime as equivalent to EU standards, permitting NZ-regulated auditors to operate in the European Union.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  2. 25 October 2017

    FMA commentary on ICOs and cryptocurrencies

    Investors must understand the risks involved with cryptocurrencies and associated services before they invest. Read more.
    Tags
    Cryptocurrencies, Roles, Media release, Business, Consumer, News & Insights
    Type
    Page

  4. 16 August 2011

    Nationwide anti-money laundering seminars help businesses prepare for new law

    Financial service businesses will be learning about the need to tighten up customer identification processes and look out for suspicious financial transactions in a series of seminars around the country that started in Wellington on Monday.
    Tags
    AML/CFT, Media release, Roles, Business, News & Insights
    Type
    Page

  5. 5 December 2013

    FMA releases stakeholder feedback report

    The Financial Markets Authority (FMA) has released the findings of the 2013 FMA stakeholder feedback report.
    Tags
    Media release, News & Insights
    Type
    Page

  7. 24 January 2023

    Financial Markets Conduct Act

    The Financial Markets Conduct Act 2013 forms the foundation that allows the FMA to provide quality regulation in financial services and capital markets here in NZ. Read more about the Financial Markets Conduct Act here.
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    Type
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  9. 4 October 2021

    DIY investors encouraged to ‘take a mo’ before giving in to FOMO

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko is urging DIY online investors to pause before succumbing to investment FOMO as part of World Investor Week (4-10 October).
    Tags
    Investing, Media release, Consumer, News & Insights
    Type
    Page

  10. 29 June 2023

    Tiger Brokers to pay $900,000 penalty for multiple AML/CFT Act breaches

    The Auckland High Court has ordered Tiger Brokers (NZ) Limited to pay $900,000 for breaching the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act), in proceedings brought by the FMA.
    Tags
    Media release, AML/CFT, Enforceable action, Judgment, Roles, Business, News & Insights, Enforcement
    Type
    Page

  11. 5 November 2018

    FMA and RBNZ report on bank conduct and culture

    FMA and RBNZ have completed their joint review into the conduct and culture of 11 New Zealand banks. The review is the first of its kind in New Zealand.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  12. 22 December 2023

    CBL Corporation and four independent directors ordered to pay penalties for conduct including reckless and careless breaches of the Financial Markets Conduct Act

    The High Court has ordered CBL Corporation Limited (CBLC) and four of its former directors to pay penalties for continuous disclosure and misleading conduct breaches following proceedings brought by the FMA under the Financial Markets Conduct Act 2013.
    Tags
    Media release, Enforceable undertaking, Powers, Financial Institutions, Business, News & Insights, Enforcement
    Type
    Page

  13. 16 November 2022

    FMA finds continuing improvements to audit quality

    FMA releases Audit Quality Monitoring Report for 2021/22, Findings show that audit firms have improved their record keeping.
    Tags
    Auditors, Media release, Reports and Papers, Roles, Directors, Business, News & Insights
    Type
    Page

  14. 11 May 2021

    PTT Limited, Steven Robertson and related parties

    Four companies were placed in liquidation over breach of financial markets legislation and case filed under Crimes act against Steven Robertson with the trial due in May 2019.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page