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  1. 30 January 2024

    Financial Markets Conduct (Revocation of Exemption) Notice 2024

    This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
    Tags
    Exemptions, Business
    Type
    Page

  3. 29 April 2024

    AMLCFT Limited Partnerships CDD Guideline April 2024

    AMLCFT Limited Partnerships CDD Guideline April 2024
    Tags
    AML/CFT, Roles, Compliance, Authorised body under a FAP, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF, Information Sheet

  4. 20 June 2024

    Auditor Regulation and Oversight Plan 2024 2027

    This document is for: Registered auditors, Accredited bodies, People who prepare financial statements for FMC reporting entities, Directors of FMC reporting entities
    Tags
    Auditors, Regulation, Roles, Business
    Type
    PDF, Report

  5. 12 November 2019

    McKenzie International Investments

    The FMA recommends exercising caution before dealing with McKenzie International Investments and the website https://mckenzieinternationalinvestments.com/. We believe McKenzie International Investments has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 29 August 2019

    Yifu International Futures Co Ltd

    The FMA recommends exercising caution before dealing with Yifu International Futures as It not registered on the New Zealand Financial Service Providers Register nor is it associated with FSP536487.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page

  7. 11 July 2019

    MBI International/MFC Club

    The FMA is concerned that a Malaysian based loyalty scheme, MBI International also trading as MFC Club (MFC Club) is being promoted in New Zealand. We have received reports that MFC Club is being actively promoted within the Chinese speaking community in Auckland.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 23 July 2018

    International Securities Exchange of New Zealand

    The International Securities Exchange of New Zealand (ISENZ) is not a legitimate financial services regulator in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  9. 5 May 2018

    DBSB Global

    DBSB Global is not registered on the Financial Service Provider Register (FSPR) to provide financial services in New Zealand.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  10. 3 August 2018

    Baihua Global

    The firm is misleadingly using the registration details of Booster Funds Management Limited
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 18 July 2018

    Caxton Global

    Caxton Global claims it is a registered financial service provider, authorised and regulated in New Zealand, when this is not the case.
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  13. 4 May 2016

    United Global Holdings Limited, trading as FX United

    We have received reports that United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 30 November 2021

    International regulator warning: www.skywinprofit.com

    WARNING: Hong Kong Securities and Futures Commission (HKSFC) published a warning about the skywinprofit website on 16 Jun 2021 for falsely claiming to be licensed by the HKSFC and purporting to be associated HKSFC licensed entities.
    Tags
    International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page