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Found 4261 results. Displaying page 271 of 285

  1. 1 December 2013

    1st Equity Group Limited

    1st Equity Group Limited made False/misleading advertising. ASSOCIATED PERSON: Gier Holstad
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 12 November 2018

    CCM Clearing Limited

    CCM Clearing Limited is not a registered financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 21 June 2018

    Anaru and Partners

    Anaru and Partners is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  4. 9 November 2018

    CF Group

    CF Group, and the app is not associated with a New Zealand registered financial service provider.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 7 April 2022

    FMA issues new infringement notice against crowdfunding platform Equitise

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has issued another infringement notice to Equitise Pty Ltd for failing to file financial statements on time, amid broader concerns about the firm’s ability to meet regulatory reporting deadlines.
    Tags
    Crowdfunding providers, Enforceable action, Roles, Media release, Business, News & Insights, Enforcement
    Type
    Page

  6. 20 May 2022

    All legislation overseen by the FMA

    FMA oversees a range of legislation. We also have certain powers, monitor compliance, investigate and enforce conduct that may consitute a contravention of other legislation where it applies to financial market firms and individuals. View all legislation we oversee on this page.
    Tags
    Legislation, Business
    Type
    Page

  7. 21 July 2023

    HSBC – Fake term deposits

    We are concerned that a scam offering fake investments such as term deposits in the name of HSBC is targeting New Zealanders.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 19 July 2023

    Invested Capital, IC Solutions – Unregistered business, cold calling

    IC Solutions offers trading options in forex, cryptocurrency, and CFDs, however is not registered on the Financial Service Providers Register (FSPR) to provide financial services to New Zealand residents.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  10. 15 August 2019

    Koura Wealth Limited

    Koura Wealth Limited, FSP657491, is a licensed Managed Investment Scheme manager.
    Tags
    Licensed entity, Roles, Reporting entities, Business, Managed investment schemes
    Type
    Page

  11. 31 July 2023

    Safe Trust Wealth – Unregistered, not based in NZ

    The Safe Trust website claims to be based and regulated in New Zealand while offering investment packages. Safe Trust is not registered on the FSPR nor licensed by FMA.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  12. 1 December 2013

    DCW Limited

    DCW Limited (website: www.dcwlimited.com) has False/misleading advertising. ASSOCIATED PERSON: Justin Lane
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 1 December 2013

    Kaiser Brokers Group Limited

    Kaiser Brokers Group Limited (website: www.kaiserbrokers.com) made False/misleading advertising. ASSOCIATED PERSONS: Qiongyao Chen (AKA John Chen), Warren Wang (AKA Wangsheng Chenqiung Yao)
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 26 June 2018

    Foreign Securities Commission of New Zealand

    We are concerned that the “Foreign Securities Commission of New Zealand” (FSC) is claiming to be a New Zealand financial services regulator and endorsing products and services from suspected scams.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  15. 17 August 2018

    Kensley Asset Management

    Kensley Assessment Management is not registered on the Financial Service Providers Register to provide financial services in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page