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Found 4261 results. Displaying page 259 of 285

  1. 24 June 2019

    Banks commit to removing sales incentives for frontline staff

    FMA Chief Executive Rob Everett and Reserve Bank Governor Adrian Orr said all banks had now committed to remove sales incentives for frontline staff and their managers. Read more.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  3. 26 March 2019

    FMA publishes guide to shares for investors

    The FMA has published a guide for investors on the nuts and bolts of choosing, buying, owning and selling shares. Read more.
    Tags
    Shares, Ways to invest, Investing, Media release, Consumer, News & Insights
    Type
    Page

  4. 23 July 2019

    FMA issues Stop Order against Syndicated Trusts Limited

    The Financial Markets Authority (FMA) has issued a Stop Order against Syndicated Trusts Limited (STL), ordering the company to stop advertising or accepting money for financial products.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  5. 27 June 2019

    FMA annual review of NZX published

    The Financial Markets Authority (FMA) has published its annual review of whether NZX met its statutory obligations as a licensed market operator.
    Tags
    Roles, Media release, Business, Market operator, News & Insights
    Type
    Page

  6. 9 April 2019

    Former CFO to pay $150,000, barred for Securities Markets Act breaches

    Mr Talbot has admitted to insider trading conduct and entered a guilty plea on a representative charge for a breach of disclosure obligations at Auckland High Court last month. Read more
    Tags
    Cases, Insider trading, Media release, News & Insights, Enforcement
    Type
    Page

  7. 28 March 2019

    FMA confirms new appointments to executive committee

    The Financial Markets Authority (FMA) today confirmed two new appointments to its Executive Committee. Read more.
    Tags
    Governance, Media release, FMA executive team, FMA, News & Insights
    Type
    Page

  9. 29 March 2019

    FADC Findings published

    The Financial Advisers Disciplinary Committee (FADC) has published its findings in a case referred to the Committee by the FMA. Read more.
    Tags
    Media release, Financial Adviser, Roles, Business, News & Insights
    Type
    Page

  11. 21 March 2014

    FMA files criminal charges following investigation into Viaduct and Mutual

    The Financial Markets Authority has filed charges under the Crimes Act and under the Companies Act against directors and another of Viaduct Capital Limited (in receivership) and Ex-MFL Limited (in Receivership) (formerly Mutual Finance Limited).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 12 April 2019

    Statement on ANZ v FMA Supreme Court judgment

    The FMA is pleased with the Supreme Court decision in the matter between ANZ and the FMA. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  13. 20 February 2019

    Smart Investor tool launched to help Kiwis get ahead financially

    Smart Investor enables Kiwis to search and compare New Zealand investments such as KiwiSaver, shares, bonds and other types of managed products for the first time.
    Tags
    Investing, Media release, KiwiSaver & Superannuation, Consumer, News & Insights
    Type
    Page

  15. 18 December 2018

    Two men convicted on Crimes Act charges

    Robert Ian South and Murray Byron Provan have been found guilty at Tauranga District Court on charges filed by the FMA. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page