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Found 4261 results. Displaying page 26 of 285

  1. 16 May 2014

    Finance company legal adviser found guilty of fraud

    Hugh Edward Staples Hamilton (62) has been found guilty at the Auckland High Court of 14 charges arising out of the collapse of Belgrave Finance Limited. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  3. 2 October 2015

    Canterbury Financial Services (2005) Limited

    Canterbury Financial Services (2005) limited, FSP29382, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  8. 31 July 2023

    Financial Market Infrastructures Standards issued

    Standards for designated Financial Market Infrastructures (FMIs) have been issued by the Reserve Bank of New Zealand (RBNZ) and the Financial Markets Authority (FMA), following two rounds of public consultation.
    Tags
    Media release, Financial market infrastructures, Roles, Business, News & Insights
    Type
    Page

  12. 9 December 2021

    AxiCorp licence suspension lifted

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has lifted the suspension on the derivatives issuer licence of AxiCorp Financial Services Pty Limited (trading as AxiTrader), effective as of 2 December 2021.
    Tags
    Derivative Issuer, Enforceable action, Roles, Media release, Business, News & Insights, Enforcement
    Type
    Page

  13. 20 October 2021

    FMA sets target dates for FAP full licence applications

    The FMA has set 30 September 2022 as the “target date” by when all transitional financial advice providers should apply for their Class 1 or Class 2 full licences. For Class 3 licence applicants, the target date is 30 June 2022.
    Tags
    Financial Advice Provider, Licensing & registration, Roles, Media release, Business, News & Insights
    Type
    Page

  14. 1 November 2013

    Future of financial markets - FMA market update

    Future of financial markets - FMA market update. This document explains how the Financial Markets Authority (FMA) has worked on rebuilding market and investor confidence over the two year period following the global financial crisis, and the failure of finance companies.
    Tags
    Regulation updates, Business, FMA
    Type
    Page, Guidance

  15. 19 July 2022

    Fraud case study: Close call in Starlink IPO share scam

    This fraud case study documents the story of someone we call Sarah (not her real name) to report an odd encounter she had with a company claiming to help her get shares in Starlink – the global satellite-based internet venture founded by Tesla and SpaceX’s Elon Musk.
    Tags
    Scams
    Type
    Page