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  5. 26 June 2007

    Fisher & Paykel Finance Limited

    Fisher & Paykel Appliances Limited (2) is a KiwiSaver exempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page

  6. 30 April 2010

    Corman Oil Limited

    Corman Oil Limited appealed to Securities Commission against a decision of Registrar of Companies to refuse registration of Corman Oil Limited prospectus dated 2 February 2010, in accordance with section 42 of the Securities Act 1978. Read more.
    Tags
    Misleading statement, Breach, Enforcement
    Type
    Page

  8. 16 February 2022

    FMA investor profile - David Chadwick

    This month’s FMA Investor Profile features David Chadwick, a 33-year-old new dad and finance professional working remotely in Auckland for a global pharmaceuticals company.
    Tags
    Investing, Insights, Article, Consumer, News & Insights
    Type
    Page

  9. 12 November 2013

    Consultation licensing peer to peer lending

    Consultation: Draft minimum standards and licence conditions for peer-to-peer lending service providers (P2P).
    Tags
    Peer-to-peer lending service providers, Consultations, Roles, Business
    Type
    PDF

  10. 2 June 2016

    Mark Andrew Turnock - Judgment

    High Court Judgment in the case against Mark Andrew Turnock 2 June 2016.
    Tags
    Court decision, Enforcement
    Type
    PDF

  11. 8 April 2024

    Standard Conditions for Peer to peer

    If you are granted a peer-to-peer (P2P) lending service licence, the licence will be subject to the following conditions.
    Tags
    Standard conditions, Roles, Licensing & registration, Business, Peer-to-peer lending service providers
    Type
    PDF

  12. 30 May 2024

    Financial Advice Provider Monitoring Insights

    Findings from the FMA’s supervision activities and monitoring of Class 1 and 2 licensed financial advice providers
    Tags
    Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Reports and Papers, Roles, Business, News & Insights, Nominated representatives
    Type
    PDF

  13. 18 October 2016

    New Zealand’s latest film festival brings fraud to the big screen

    The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is being held on 18 & 19 November at Auckland’s Q Theatre and is timed to coincide with Fraud Awareness Week. The festival is affiliated with the Dutch Fraud Film Festival which first took place in 2014.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  14. 3 April 2008

    KiwiSaver performance fees and ethical fund guideline

    In general terms, the costs associated with an ethical fund are similar to the costs associated with a normal equity fund when bottom-up analysis is undertaken. Hence, for funds with similar asset profiles, the Government Actuary would expect the fee levels of ethical funds to be similar to the fee levels of non-ethical funds. However if a global overlay is used, it would be expected that the additional cost necessary for the additional services to be quantified.
    Tags
    Roles, Business, Managed investment schemes
    Type
    PDF, Guidance

  15. 29 November 2019

    Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2019

    The Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2019 continues the relief granted in Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2014, which is revoked at the close of 30 November 2019.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page