Back

Search results

Found 4261 results. Displaying page 20 of 285

  1. 4 November 2020

    Rob Everett speech to 2020 Financial Services Council Conference

    FMA CEO Rob Everett addressed the Financial Services Council’s 2020 Generations Conference.
    Tags
    Compliance, COVID-19, FMC Act, New Financial Advice regime, Financial advice, Legislation, Speeches and presentations , Business, Consumer, News & Insights
    Type
    Page

  3. 20 September 2016

    Fraud and its far reaching effects hit the big screen

    The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is coming to Auckland’s Q Theatre in November. The festival is timed to coincide with November’s Fraud Awareness Week and will open on Friday, 18 November.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  8. 19 October 2020

    United Commonwealth Financial Protection Board

    We are concerned United Commonwealth Financial Protection Board is associated with Howden Global Acquisition Group, an entity that we have published a warning about.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  9. 4 May 2016

    FX Unitied

    United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 13 September 2021

    FMA announces new Chief Executive

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has announced the appointment of experienced international regulator Samantha Barrass as its new Chief Executive.
    Tags
    FMA executive team, Media release, FMA, News & Insights
    Type
    Page

  12. 4 March 2021

    Peer-to-peer lending and crowdfunding 2020 data published

    New Zealand’s peer-to-peer lending (P2P) and equity crowdfunding sectors experienced steady growth in the last year, according to data from the Financial Markets Authority (FMA).
    Tags
    Crowdfunding providers, FMC Act, Roles, Legislation, Media release, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  13. 15 February 2023

    FMA issues interim stop order to Validus and its associated persons

    The Financial Markets Authority has issued an Interim Stop Order (Order) to Validus and Associates (registered in Delaware, USA) pursuant to section 465 of the Financial Markets Conduct Act 2013 (the Act).
    Tags
    Media release, Enforceable Undertaking, News & Insights, Enforcement
    Type
    Page

  14. 5 July 2023

    Validus and its associated persons

    The FMA has made a permanent stop order that applies to Validus International LLC, Validus-FZCO, and associated persons of Validus, using the FMA’s powers under the Financial Markets Conduct Act 2013.
    Tags
    Stop Order, Powers, Enforcement
    Type
    Page