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  2. 30 April 2015

    SPI directors fined for breaching financial reporting rules

    The two directors of SPI Property Fund Limited have today been fined $25,312 each for breaches of the Financial Reporting Act in the Auckland District Court. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 6 November 2020

    FMA releases standard conditions for licensing of financial advice

    The Financial Markets Authority (FMA) has released the final standard conditions for a full Financial Advice Provider licence and confirmed three classes of financial advice service, following an extensive consultation with the industry.
    Tags
    Compliance, New Financial Advice regime, Regulation, Media release, Business, News & Insights
    Type
    Page

  4. 9 August 2012

    New Chair for Financial Adviser Code Committee

    The Code Committee for Authorised Financial Advisers (AFAs) has elected David Ireland as Chair for the next 12 months.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  7. 3 April 2020

    Updated: FMA further extends deadline for financial reporting

    The Financial Markets Authority (FMA) is providing regulatory relief to market participants to give them an additional two months to provide their audited financial statements. Due to the disruption caused by COVID-19, the FMA is taking appropriate steps to support the industry. Firms that need to provide these financial statements include listed issuers on the NZX.
    Tags
    COVID-19, New Financial Advice regime, FMC Act, Directors, Legislation, Roles, Business, News & Insights
    Type
    Page, Financial reporting

  12. 12 October 2011

    FMA welcomes Financial Markets Conduct Bill

    The Financial Markets Authority has welcomed the introduction into Parliament of the Financial Markets Conduct Bill.
    Tags
    Media release, News & Insights
    Type
    Page