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Found 3349 results. Displaying page 42 of 224

  1. 28 September 2018

    Consumer views of financial providers' conduct

    The aim of the research is to help the FMA understand consumer experience of the conduct of (and communications) from financial service providers.
    Tags
    Authorised body under a FAP, Directors, Offer disclosure for equity and debt offers, Roles, Reports and Papers, Conduct, Financial Institutions, Business, Managed investment schemes, News & Insights
    Type
    Page, Research

  2. 29 May 2013

    Report on hybrid financial instrument disclosures

    We reviewed the accounting classification and disclosure of financial instruments classified as hybrid instruments listed on the NZX debt market, as at 1 December 2012. This report outlines our findings and recommendations.
    Tags
    Roles, Reports and Papers, Offer disclosure for equity and debt offers, Business, Market operator, News & Insights
    Type
    Page, Report

  3. 10 December 2015

    Getting over the barriers to financial advice

    The survey has uncovered some of the main reasons New Zealanders shy away from seeking financial advice, even when they know it might help them.
    Tags
    Financial Advice Provider, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 30 June 2014

    Going Concern disclosures in financial statements

    The purpose of this 2014 report is to inform market participants of the findings of our review and highlight areas of concern.
    Tags
    Reports and Papers, Auditors, Directors, Roles, Business, News & Insights
    Type
    PDF, Financial reporting

  5. 12 December 2013

    Financial Supervision Commission of Bulgaria - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  6. 12 December 2013

    Estonian Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Estonian Financial Supervision Authority (Estonia).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  7. 12 December 2013

    Polish Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Polish Financial Supervision Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  8. 12 December 2013

    Romanian Financial Supervisory Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Romanian Financial Supervisory Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  9. 1 July 2014

    Financial Dispute Resolution Scheme - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and Fairway Resolution Limited trading as Financial Dispute Resolution Scheme
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  11. 26 May 2022

    Record keeping for financial advice providers

    This information sheet sets out our expectations for how licensed financial advice providers (FAPs) can demonstrate compliance with the standard condition for record keeping.
    Tags
    Financial Advice Provider, Roles, Business
    Type
    Page, Guidance

  12. 14 December 2020

    Disclosure framework for integrated financial products

    This document gives guidance on the advertising and disclosure expectations of the Financial Markets Authority in respect of financial products that incorporate non-financial factors.
    Tags
    Offer information, Roles, Offers of financial products, Business
    Type
    Page, Guidance