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Found 3349 results. Displaying page 38 of 224

  1. 10 May 2023

    Aurora Financial Group Limited

    Details about the FMA case against Aurora Financial Group Limited can be found on this page.
    Tags
    Cases, Censure, Powers, Enforcement
    Type
    Page

  3. 21 January 2023

    Disputes and consumer protection

    The Banking Ombudsman investigates and resolves disputes between customers and their banks.
    They also deal with complaints about a range of non-bank financial service providers. The Reserve Bank of New Zealand is the prudential supervisor of banks and insurance companies.
    Tags
    Consumer
    Type
    Page

  4. 2 February 2017

    FMAs view of conduct guidance

    This guidance note is for: directors and executives of licensed
    financial services providers. The guide was published in 2017.
    Tags
    Financial Advice Provider, Conduct, Roles, Business
    Type
    PDF

  6. 24 August 2016

    Aug 2016 Regulatory response guidelines

    This is a guide on how we regulate financial markets and the responses we use in enforcing legislation. It is for all individuals and businesses involved in providing financial market products and services.
    Tags
    FMA people, Regulation, Business, FMA
    Type
    PDF, Guidance