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Found 3349 results. Displaying page 31 of 224

  2. 25 June 2020

    FMA welcomes start date of new financial advice regime and confirmation of disclosure requirements

    The Financial Markets Authority (FMA) is encouraging advisers to apply for their transitional licences by the end of the year, as the Government announces the start date to the new financial advice regime. Read the full media release here.
    Tags
    Financial advice, New Financial Advice regime, Media release, Financial Services Legislation Amendment Act (FSLAA), Financial Advice Provider, Roles, Business, Consumer, News & Insights
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  4. 28 November 2023

    FMA cancels Foundation Advice Limited’s financial advice provider licence

    FMA has cancelled Foundation Advice Limited (FAL)’s Financial Advice Provider (FAP) licence. FAL was an Auckland-based FAP offering advice on life and health insurance as well as KiwiSaver.
    Tags
    Media release, Financial Advice Provider, Licensing & registration, Insurance Providers, Roles, Licence cancellation, Powers, Business, News & Insights, Enforcement
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  8. 28 May 2024

    Matthew Hill to pay $100,000 penalty for breaching financial markets legislation

    The High Court has imposed a pecuniary penalty of $100,000 against Matthew Geoffrey Hill, the former Chief Executive Officer of NZX-listed New Talisman Gold Mines Limited, for making false and misleading representations in breach of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Media release, Investing, Business, Consumer, News & Insights, Enforcement
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  12. 20 May 2014

    Middle-income earners much more confident in New Zealand’s financial markets

    A Financial Markets Authority survey of New Zealanders’ attitudes to financial markets, released today, has found confidence in our financial markets is growing. Overall confidence has risen five points to 59 percent from 54 percent in 2013.
    Tags
    Media release, Consumer, News & Insights
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    Page

  13. 27 March 2023

    AML/CFT FAQs

    Frequently asked questions answered about AML/CFT and obligations of reporting entities in New Zealand.
    Tags
    AML/CFT, Roles, Business
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    Page

  14. 31 August 2022

    BRITANNIA FINANCIAL PLANNING LIMITED

    BRITANNIA FINANCIAL PLANNING LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
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