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  1. 7 August 2017

    Consultation paper: Proposed exemption from the market index requirement

    Consultation paper: Proposed exemption from the market index requirement. he exemption applies to the manager of a fund that invests, in whole or in part, in assets that do not have an appropriate market index. Read more.
    Tags
    Consultations, Roles, Business, Market operator
    Type
    Page

  2. 21 July 2022

    Corporate publications

    The FMA releases a number of Corporate Publications each year. Find the latest Annual Report, Annual Corporate Plan, Statement of Performance Expectations, FMA Outlook and Statement of Intent on this page.
    Tags
    FMA Outlook, FMA
    Type
    Page, Corporate publications, Annual report, Statement of intent, Annual corporate plan, Statement of Performance Expectations

  3. 12 May 2020

    Samena lost $2300 to a cryptocurrency scam

    Samena lost $2,300 after a co-worker she looked up to as an “older sister” talked her into giving money to a global cryptocurrency scam called OneCoin.
    Tags
    Consumer, Scams
    Type
    Page

  4. 9 June 2023

    BNP Paribas – Fake bonds offer

    We are concerned that a scam is targeting New Zealanders and offering investments in “Treasury” and “clean energy” bonds in the name of BNP Paribas bank. BNP Paribas has confirmed that it is not connected with these offers. A similar warning about fake BNP Paribas bonds was issued by the FMA in September 2022, but investment scams using the bank’s name have continued.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  6. 24 November 2023

    Audit Quality Monitoring Report

    The Audit Quality Monitoring Report 2023 emphasises that high-quality audits are vital to ensuring investors can make active choices based on clear, concise, and effective information.
    Tags
    Auditors, Roles, Directors, Reports and Papers, Business, News & Insights
    Type
    Page, Report

  7. 12 December 2023

    Bank of China – Fake term deposits

    A scam offering fake term deposits using the name of Bank of China (New Zealand) is targeting New Zealanders. Scammers are sending out highly professional-looking product disclosure statements featuring Bank of China’s name, logo, address and registration details.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 22 December 2023

    Changes to FMA executive leadership team

    The FMA said today that Paul Gregory, Executive Director, Response and Enforcement has resigned and accepted a role with ANZ Investment Management.
    Tags
    Media release, FMA executive team, FMA, News & Insights
    Type
    Page

  9. 21 September 2023

    Consultation: Proposed liquidity risk management guidance

    Have your say on proposed liquidity risk management guidance outlining the essential features of effective liquidity risk management for MIS managers. Submissions close 10 November 2023.
    Tags
    Consultations, Roles, Business, Managed investment schemes, Supervisor
    Type
    Page

  10. 6 June 2011

    Zero Commission NZ Limited

    FMA asked Zero for an enforceable undertaking and to include a statement provided by FMA at the beginning of the unsolicited offers to ensure that investors make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page
    • Imposter website

    20 May 2024

    CapitalGrowthLTD.net – Imposter website

    We recommend caution when dealing with the website CapitalGrowthLTD.net as it is an imposter website.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  12. 25 June 2024

    NZX Review Report

    NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2024 report along with previous reports on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  13. 16 November 2016

    Minister Collins to open Fraud Film Festival

    The inaugural International Fraud Film Festival will be opened by Hon Judith Collins, the Minister responsible for the Serious Fraud Office, on Friday, 18 November at Auckland’s Q Theatre. The festival concludes this year’s Fraud Awareness Week.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  14. 18 June 2015

    Milford Asset Management to pay $1.5 million following FMA investigation

    The FMA has reached an agreement with Milford to resolve the issues relating to Milford (but excluding the trader) arising from the investigation, under which Milford has agreed to make payments totalling $1.5m. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 6 May 2010

    Stock & Share Trading Company Pty Limited

    FMA cautioned investors to be wary of unsolicited offers being made by Stock & Share Trading Company Pty Limited for shares and other securities. Stock & Share's offers are often significantly less than the market value of the securities. Read more.
    Tags
    Type
    Page