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Found 3349 results. Displaying page 22 of 224

  2. 10 October 2016

    Consultation regulatory returns for prescribed intermediary services

    This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.
    Tags
    Crowdfunding providers, Consultations, Roles, Business, Peer-to-peer lending service providers
    Type
    PDF

  3. 22 November 2016

    Response to submissions on regulatory returns for prescribed intermediary services

    In October 2016 we consulted on the information we will request from crowdfunding and peer-to-peer lending licensees through annual regulatory returns. This document details our response to submissions.
    Tags
    Crowdfunding providers, Consultations, Roles, Business, Peer-to-peer lending service providers
    Type
    PDF

  4. 10 October 2016

    Consultation paper: Regulatory returns for prescribed intermediary services

    Consultation paper: Regulatory returns for prescribed intermediary services. We are seeking feedback from licensed crowdfunding and peer-to-peer lending service providers on the information they will have to supply in their annual regulatory returns.
    Tags
    Crowdfunding providers, Conduct, Roles, Consultations, Business, FMA, Peer-to-peer lending service providers
    Type
    Page

  5. 2 June 2016

    Eligibility criteria - Crowdfunding services for property investments

    This information sheet is designed to help crowdfunding services offering property investment (‘property crowdfunding’) meet the eligibility criteria for a licensed crowdfunding
    service in New Zealand.
    Tags
    Crowdfunding providers, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF, Information Sheet

  6. 2 August 2016

    Crowdfunding services for property investments – meeting the eligibility criteria

    Crowdfunding services for property investments – meeting the eligibility criteria, information sheet is designed to help crowdfunding services offering property investment (‘property crowdfunding’) meet the eligibility criteria for a licensed crowdfunding service in New Zealand.
    Tags
    Crowdfunding providers, Roles, Business
    Type
    Page, Guidance

  9. 14 March 2024

    SPS Investment Services Limited/Wilby Securities

    We recommend caution when dealing with SPS Investment Services Limited and/or Wilby Securities and their websites.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  10. 10 March 2021

    Consultation: New financial advice regime exemptions

    The Financial Services Legislation Amendment Act 2019 (FSLAA) will introduce a new regulatory regime for financial advice. We are considering where FMC Act exemptions may be useful to support the effective operation of the new regime.
    Tags
    New Financial Advice regime, Business
    Type
    Page

  12. 3 September 2021

    Spotlight on Crypto: Using New Zealand based cryptocurrency trading platforms

    Cryptocurrencies are highly volatile, and many investors have been attracted to the spectacular gains in recent times. In this article, the FMA talks about the things you can do to protect yourself if you’re determined to invest in cryptocurrency.
    Tags
    Cryptocurrencies, Roles, FMA stories, Article, Business, Consumer, News & Insights
    Type
    Page