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Found 3349 results. Displaying page 193 of 224

  1. 2 May 2011

    Bernard Whimp

    Shareholders in several listed companies have complained to the Securities Commission about offers made in March 2011 from limited partnerships associated with Mr Bernard Whimp. Read more.
    Tags
    Scams
    Type
    Page

  2. 17 October 2016

    ANZ New Zealand Investments Limited

    ANZ New Zealand Investments Limited, FSP33221, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  3. 30 June 2015

    Disclosure of fees paid to auditors by listed issuers

    In our report, we advised market participants that we would continue to monitor the disclosure of audit and non-audit fee information by issuers, and follow up with another review to assess whether the quality of disclosures have improved.
    Tags
    Auditors, Directors, Offer disclosure for equity and debt offers, Roles, Reports and Papers, Business, News & Insights
    Type
    Page, Paper

  4. 26 September 2023

    Jarden Securities Limited DBG

    Jarden Securities Limited including: Jarden Securities Limited, Jarden Investment Nominees Limited, Jarden Principal Investments Limited, and Jarden Finance Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  5. 21 May 2024

    Official Information Act (OIA) requests

    The Official Information Act 1982 (OIA) gives New Zealanders the right to request official information. We are committed to carrying out our functions and responsibilities in an open, transparent and accountable manner. We will publish OIA statistics and some responses to requests for information every quarter.
    Tags
    Type
    Page, OIA

  7. 24 March 2021

    FMA investor profile - Lachlan Wallace

    The FMA profiles investor Lachlan Wallace from the AUT Investment Club.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  8. 4 October 2022

    FMA’s KiwiSaver 2022 annual report shows scheme’s resilience

    The KiwiSaver Annual Report 2022 shows member balances remained buoyant and fund switching returned to normal levels.
    Tags
    KiwiSaver providers, Supervisor, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  10. 23 October 2020

    Understanding sharemarket jargon

    FMA article about common terms you might come across when you invest in shares.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  11. 27 February 2019

    The ingredients for successful KiwiSaver communications

    The results of a second FMA, MBIE and industry trial demonstrates using communications based on behavioural insights encourages KiwiSaver members to make an active choice about their investment. The report, “Using behavioural insights to improve KiwiSaver outcomes” was published today.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  12. 14 November 2022

    FMA Investor Profile - Dillon Balasingham

    Our latest Investor Profile features Dillon Balasingham, a 22-year-old student at the Victoria University of Wellington, and Co-President of the University’s Finance and Investment Club.
    Tags
    Investing, Shares, Ways to invest, Article, Consumer, News & Insights
    Type
    Page

  13. 21 September 2023

    Trustee and Nominee exemptions

    The Trustee Corporations and Nominee Companies which have notified FMA that they have opted in to this exemption are listed here.
    Tags
    Exemptions, Business
    Type
    Page