1 February 2015
Reporting SIPO limit breaks
Reporting SIPO limit breaks information sheet outlines the reporting obligations of a Managed Investment Scheme (MIS) manager if there has been a limit break under its Statement of Investment Policy and Objectives (SIPO) under Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).
Roles, Business, Managed investment schemes, Supervisor
Page, Guidance