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Found 3349 results. Displaying page 15 of 224

  2. 3 November 2020

    FMA appoints KPMG Restructuring Services as temporary manager following removal of Fund Managers Otago

    The FMA has appointed a temporary manager to manage three schemes previously operated by Fund Managers Otago Limited (FMO). The schemes’ supervisor, Trustees Executors Limited, determined it was in the best interests of investors to remove FMO as manager of those schemes.
    Tags
    Compliance, FMC Act, Regulation, Legislation, Media release, Business, FMA, News & Insights, Enforcement
    Type
    Page

  3. 3 February 2023

    Reasonable grounds for financial advice about financial products

    Guidance on the FMA’s approach to applying and enforcing Code Standard 3 of the Code of Professional Conduct for Financial Advice Services, in relation to financial advice about financial products purchased for investment purposes.
    Tags
    Financial Advice Provider, Financial Adviser, Roles, Business, Nominated representatives
    Type
    Page, Guidance

  4. 31 August 2022

    ANCHORAGE TRUSTEE SERVICES LIMITED

    ANCHORAGE TRUSTEE SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 31 August 2022

    CUSTODIAL SERVICES LIMITED

    CUSTODIAL SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 9 December 2019

    INVESTMENT CUSTODIAL SERVICES LIMITED

    Investment Custodial Services Limited, FSP29181, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 31 August 2022

    BUTLAND MANAGEMENT SERVICES LIMITED

    BUTLAND MANAGEMENT SERVICES LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 31 August 2022

    EFFICIENT MARKET SERVICES LTD

    EFFICIENT MARKET SERVICES LTD is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 1 October 2015

    AMP Services (NZ) Limited

    AMP Services (NZ) Limited, FSP38082, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  11. 29 August 2016

    BNZ Investment Services Limited

    BNZ Investment Services Limited, FSP28021, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 31 August 2022

    ROCKBURGH FUND SERVICES LIMITED

    ROCKBURGH FUND SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 31 August 2022

    COVENANT TRUSTEE SERVICES LIMITED

    COVENANT TRUSTEE SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page