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Found 3349 results. Displaying page 8 of 224

  2. 28 February 2024

    Tidal Financial Services – Imposter website

    Imposter website alert: tidalfs.com or TidalNZ.site is falsely using the details of the genuine New Zealand company Tidal Financial Services.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  4. 10 December 2014

    Banking Ombudsman Scheme Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Banking Ombudsman Scheme Limited
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  5. 10 March 2023

    Financial Services Legislation Amendment Act 2019 (FSLAA)

    The Financial Services Legislation Amendment Act 2019 (FSLAA) introduces a new framework for giving financial advice in New Zealand. Read a summary of the changes, the FMA's role, who needs a licence and get information on how to apply for a licence on these pages.
    Tags
    Compliance, New Financial Advice regime, Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Business, Interposed persons under new financial advice regime, Nominated representatives
    Type
    Page

  8. 31 August 2022

    Stream-Gold Financial Services Limited

    Stream-Gold Financial Services Limited (Christopher Batisan) is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  9. 10 April 2019

    AxiCorp Financial Services Pty Ltd

    AxiCorp Financial Services Pty Ltd is an AML reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  11. 30 November 2015

    V.I.P. Financial Services Limited

    V.I.P. Financial Services Limited, FSP467726, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 1 December 2016

    The end of the beginning for the new regime in financial services

    A decade in the making, today marks the beginning of a new era in the regulation of New Zealand’s financial markets. The introduction of a stronger regime overseeing financial markets, based on the good conduct of providers, has been in train since before the establishment of the Capital Markets Development Taskforce in 2008.
    Tags
    New Financial Advice regime, Media release, Business, News & Insights
    Type
    Page

  15. 3 February 2023

    V.I.P. FINANCIAL SERVICES LIMITED

    V.I.P. FINANCIAL SERVICES LIMITED (FSP467726) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page