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  1. 16 January 2024

    Banking

    The FMA regulates certain products that may be offered by banks (e.g. managed funds) to you. The FMA is interested in the overall conduct of banks. THe FMA does not have a direct legislative mandate for regulating the conduct of providers of core retail banking (such as lending, credit and bank accounts).
    Tags
    Consumer banking, Consumer
    Type
    Page

  3. 13 November 2019

    Green Knight Financial Services

    The FMA recommends exercising caution before dealing with Green Knight Financial Services and the website https://greenknightfinancialservices.com. We believe Green Knight Financial Services has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 30 May 2018

    Financial Services Conduct and Culture Review

    RBNZ and FMA briefed the Finance and Expenditure Select committee on the Australian Royal Commission (RC) into Misconduct in Banking, Superannuation and Financial Services Industry, and the response by regulators in New Zealand.
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page

  5. 20 June 2023

    Services

    This section of the FMA website provides licensing, supervision and guidance information for all market participants who are licenced and monitored by the FMA.
    Tags
    Roles, Business
    Type
    Page

  11. 14 March 2023

    Client money or property services provider

    A 'custodial service' is provided if client money or client property is held by a person in trust for, or on behalf of, a client (or another person nominated by the client) under an agreement. On this page you will find out more about custodial services or client property service providers; licensing and registration requirements; obligations and exemptions.
    Tags
    Compliance, New Financial Advice regime, Client money or property services provider, Obligations, Licensing & registration, Roles, Business
    Type
    Page

  12. 5 September 2022

    Everyday finance

    We regulate the conduct of banks and insurance companies. Most financial service providers must be licensed by the Financial Markets Authority. We monitor and enforce their conduct and the standards by which they operate.
    These pages explain everyday financial services like banking and insurance, what conduct you should expect from them and what to do when things don't go as expected.
    Tags
    Insurance advice, Consumer banking, Financial advice, Consumer
    Type
    Page

  13. 31 August 2022

    WALDRON FINANCIAL SERVICES LIMITED

    WALDRON FINANCIAL SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 31 August 2022

    REED FINANCIAL SERVICES LIMITED

    REED FINANCIAL SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 21 July 2021

    Acquire Financial Services Limited

    Acquire Financial Services Limited are an AML/CFT reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page