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Found 3197 results. Displaying page 66 of 214

1. 5 February 2022

   Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021

   Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 17 June 2016

   Financial Markets Conduct (Tonga Development Bank Ave Pa'anga Pau Vouchers) Designation Notice 2016

   Financial Markets Conduct (Tonga Development Bank Ave Pa'anga Pau Vouchers) Designation Notice 2016

   Tags

   Designations, Business

   Type

   Page

3. 21 September 2021

   Guidelines for Financial Services businesses and staff under COVID-19 Alert Level 2

   Guidelines for Financial Services businesses and staff under COVID-19 Alert Level 2 - Level 2 is about reducing the risk of transmission.

   Tags

   COVID-19, News & Insights

   Type

   Page

4. 24 November 2020

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 14 October 2016

   Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

   Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 1 December 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 31 March 2016

   Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

   Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 16 March 2021

   Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

   Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 15 August 2019

   Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No. 4) 2019

   The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Koura Wealth Limited (Koura) to that list of entities. Read more.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 1 December 2020

    Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2020

    Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2020

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 5 December 2016

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2016

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2016 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 28 April 2017

    Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2017

    Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2017

    Tags

    Secondary legislation, Exemptions, Business

    Type

    Page

13. 25 March 2016

    Financial Markets Conduct (Hallmark Life Insurance Company Limited) Exemption Notice 2016

    Financial Markets Conduct (Hallmark Life Insurance Company Limited) Exemption Notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 1 December 2016

    Financial Markets Conduct (The Bible Society Development New Zealand Inc.) Exemption Notice 2016

    Financial Markets Conduct (The Bible Society Development New Zealand Inc.) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 2 October 2015

    Financial Markets Conduct (DIMS Providers-Reporting on Percentage-based Charges)

    Financial Markets Conduct (DIMS Providers-Reporting on Percentage-based Charges) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page