Search results

Found 3197 results. Displaying page 63 of 214

1. 15 March 2021

   Getting advice

   If you want to invest, get a mortgage or insurance, or plan for your long-term future, you may benefit from getting financial advice. This section of the FMA website talks about when to get financial advice and how financial advice is regulated in New Zealand, the role of financial advice providers. You can also find useful tips of working with a financial adviser and what to do if you face problems with your financial adviser.

   Tags

   Financial advice, Get advice, Investing, Consumer

   Type

   Page

2. 12 December 2018

   WiseBanc

   WiseBanc is not registered on the Financial Service Providers Register, it is therefore not permitted to provide financial services to New Zealand residents

   Tags

   International regulator alerts, Scams

   Type

   Page

3. 16 March 2017

   FMA files charges under the Financial Service Providers (Registration and Dispute Resolution) Act

   The FMA has filed charges against Garry James Patterson in the Christchurch District Court. The FMA alleges Mr Patterson was, or was holding out as being, in the business of providing financial services in contravention of the FSP Act. Read more.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

4. 12 July 2018

   Investors show mixed levels of understanding while confidence in financial markets remains stable

   Confidence in New Zealand’s financial markets has remained stable since 2017, despite uncertainty around a potential trade war, volatile global markets and a focus on the culture and conduct of major financial institutions in Australia and New Zealand.

   Tags

   Media release, Consumer, News & Insights

   Type

   Page

5. 20 August 2021

   The Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2021

   The Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 23 February 2016

   Financial Markets Conduct (Snakk Media Limited Share Sale Plan) Exemption Notice 2016

   Financial Markets Conduct (Snakk Media Limited Share Sale Plan) Exemption Notice 2016 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 22 April 2016

   Financial Markets Conduct (Heartland Bank Limited Share Sale Plan) Exemption Notice 2016

   Financial Markets Conduct (Heartland Bank Limited Share Sale Plan) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 28 October 2016

   Financial Markets Conduct (Communal Facilities in Real Property Developments) Designation Notice 2016

   Financial Markets Conduct (Communal Facilities in Real Property Developments) Designation Notice 2016

   Tags

   Designations, Business

   Type

   Page

9. 1 December 2016

   Financial Markets Conduct (Moorhouse Central Proportionate Ownership Scheme) Exemption Notice 2016

   Financial Markets Conduct (Moorhouse Central Proportionate Ownership Scheme) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 28 October 2016

    Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers) Exemption Notice 2016

    This notice applies to overseas banks that are registered and overseas insurers that are licensed by the Reserve Bank of New Zealand (the Reserve Bank).
    This notice exempts overseas registered banks and overseas licensed insurers from certain provisions. Read the full exemption notice here. Expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 13 November 2018

    Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017

    Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 22 December 2020

    Financial Markets Conduct (Overseas Providers of Custodial Services – Assurance Engagement) Exemption Notice 2020

    Financial Markets Conduct (Overseas Providers of Custodial Services – Assurance Engagement) Exemption Notice 2020

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 4 July 2014

    Joint finance company prosecutions promote renewed public confidence and ethical conduct in financial markets

    Lawyer, Hugh Edward Staples Hamilton (63), who was found guilty of fraud in relation to the collapse of Belgrave Finance Limited (Belgrave), has been sentenced at the Auckland High Court today to four years and nine months’ imprisonment. read more.

    Tags

    Media release, News & Insights, Enforcement

    Type

    Page

14. 5 February 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 1 December 2016

    Financial Markets Conduct (66 The Square Proportionate Ownership Scheme) Exemption Notice 2016

    Financial Markets Conduct (66 The Square Proportionate Ownership Scheme) Exemption Notice 2016 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page