Search results

Found 3197 results. Displaying page 60 of 214

1. 21 November 2023

   Exemption Notice Financial Markets Conduct i Select Superannuation Scheme 2023

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023

   Tags

   Type

   PDF

2. 25 November 2018

   Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2018

   Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2018 exempts Saturn Invest New Zealand Limited (Saturn) as manager of the Portfolio Superannuation Scheme (the self-select scheme) from some provisions of FMC Act. Read more.

   Tags

   Exemptions, Business

   Type

   Page

3. 13 November 2023

   Financial Market Infrastructures Act Designation Notice (NZClear) 2023

   Financial Market Infrastructures Act Designation Notice NZ Clear 2023 was issued under clause 4 of Schedule 1 of the Financial Market Infrastructures Act 2021 by the Reserve Bank of New Zealand and the Financial Markets Authority, and has legal effect.

   Tags

   Designations, Business

   Type

   Page

4. 1 March 2024

   Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

   The ASXCF settlement system is declared to be a designated Financial Markets Infrastructure (FMI).

   Tags

   Designations, Business

   Type

   Page

5. 15 December 2023

   Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

   Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

   Tags

   Designations, Business

   Type

   PDF, Notice

6. 14 December 2023

   FMA censures Go Financial Solutions for breaching its licence obligations

   FMA has has censured Go Financial Solutions Limited for failing to comply with several obligations under its financial advice provider (FAP) licence.

   Tags

   Media release, Financial Advice Provider, Censure, Roles, Powers, Business, News & Insights, Enforcement

   Type

   Page

7. 3 November 2021

   Financial Markets Conduct (Small Co-operatives) Exemption Notice 2021

   Financial Markets Conduct (Small Co-operatives) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   Page

8. 15 February 2024

   Financial Markets Conduct Climate Statements Precinct Properties Group Notice 2024

   Financial Markets Conduct (Climate Statements – Precinct Properties Group) Notice 2024

   Tags

   Exemptions, Business

   Type

   PDF

9. 16 February 2024

   Financial Market Infrastructures Act Designation Notice (NZCDC) 2024

   Financial Market Infrastructures Act Designation Notice (NZCDC) 2024

   Tags

   Designations, Financial market infrastructures, Roles, Business

   Type

   Page

10. 4 November 2021

    Financial Markets Conduct (Forestry Schemes) Exemption Notice 2021

    Financial Markets Conduct (Forestry Schemes) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

11. 24 June 2022

    Financial Markets Conduct (Bonus Bonds) Exemption Notice 2022

    The Exemption gives relief to the manager from having to directly contact those scheme participants for whom the manager has not received completed payment instructions

    Tags

    Exemptions

    Type

    Page

12. 9 November 2021

    Financial Markets Conduct (Incidental Offers) Exemption Notice 2021

    Financial Markets Conduct (Incidental Offers) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

13. 26 October 2022

    Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

    Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

    Tags

    Exemptions

    Type

    Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

14. 9 November 2021

    Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2021

    Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

15. 22 January 2024

    Financial advice scam - James loses $600 in cold-calling swindle

    James shares his scam story to help prevent others being caught out by a cold-calling crook offering financial advice.

    Tags

    Real life scam stories, News, Consumer, News & Insights, Scams

    Type

    Page