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Found 3196 results. Displaying page 58 of 214

1. 22 August 2018

   Exemption notice - Financial Markets Conduct Fliway Group Limited

   Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

2. 13 July 2017

   Exemption notice - Financial Markets Conduct Goodman Group 2017

   Financial Markets Conduct (Goodman Group) Exemption Notice 2017

   Tags

   Exemptions, Business

   Type

   PDF

3. 26 November 2018

   Exemption Notice - Financial Markets Conduct i Select Superannuation Scheme 2018

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

4. 5 April 2018

   Exemption Notice - Financial Markets Conduct Mercer Super Trust

   Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

5. 1 December 2016

   Exemption notice - Financial Markets Conduct Hunua Proportionate Ownership Scheme

   Financial Markets Conduct (Hunua Proportionate Ownership Scheme) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   PDF

6. 28 November 2016

   Exemption notice - Financial Markets Conduct i Select Superannuation Scheme

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   PDF

7. 16 August 2021

   Exemption notice - Genworth Financial Mortgage Insurance Pty Limited

   Financial Markets Conduct (Genworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   PDF

8. 8 October 2021

   Exemption notice - Financial Markets Conduct (Kiwibank Limited-Offer of PPS)

   Financial Markets Conduct (Kiwibank Limited-Offer of PPS) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   PDF

9. 22 April 2016

   Exemption notice - Financial Advisers Merrill Lynch, Pierce, Fenner and Smith Incorporated.

   Financial Advisers Exemption Notice 2016: Merrill Lynch, Pierce, Fenner & Smith Incorporated.

   Tags

   Exemptions, Business

   Type

   PDF

10. 28 September 2017

    Exemption Amendment Notice - Financial Markets Conduct Bonus Bonds

    Financial Markets Conduct Notice Exemption Amendment Notice 2017: Bonus Bonds.

    Tags

    Exemptions, Business

    Type

    PDF

11. 12 December 2018

    Exemption Notice - Todd Family Office Limited Financial Reporting

    Financial Markets Conduct Exemption Notice 2018: Todd Family Office Limited Financial Reporting.

    Tags

    Exemptions, Business

    Type

    PDF

12. 19 July 2019

    Financial Planning Limited and Impact Enterprises Limited - reasons for Judgment

    High Court reasons for Judgment in the case against Financial Planning Limited and Impact Enterprises Limited, 19 July 2019.

    Tags

    Court decision, Enforcement

    Type

    PDF

13. 26 October 2018

    Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

    This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

14. 4 April 2019

    Financial Markets Conduct - NZX Listing Rules Approval of Rule Change Notice

    This notice allows NZX to replace the NZX Issuer Rules, dated 1 January 2016, with the corresponding amended rules with effect from 1 January 2020 or as otherwise determined by NZX in accordance with the Participant Rule 1.4.1

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice

15. 24 August 2023

    Financial Markets Conduct (Times-7 Group) Exemption Notice 2023

    The Financial Markets Conduct (Times-7 Group) Exemption Notice 2023 exempts Times-7 Holdings Limited and Times-7 Research Limited (together, the issuers) from compliance with the disclosure requirements of Part 3 of the Financial Markets Conduct Act 2013 (Act).

    Tags

    Exemptions, Business

    Type

    Page, Exemption notice, Current, Financial Markets Conduct Act exemptions