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Found 3196 results. Displaying page 54 of 214

1. 16 August 2023

   Advisory: Financial Services Council conference speech by Clare Bolingford

   FMA, Executive Director for Regulatory Delivery, Clare Bolingford spoke to the Financial Services Council annual conference today, on the theme of building consumer confidence.

   Tags

   Media release, FMA people, Speeches and presentations , Conduct of Financial Institutions Bill (CoFI), Business, FMA, News & Insights

   Type

   Page

2. 30 November 2022

   Financial Institutions Regulatory Impact Statement (RIS) standard conditions

   This document is for financial institutions, their advisers, and
   interested parties. It discusses standard conditions for
   financial institution licences.

   Tags

   Banking, RIS, Insurance Providers, Financial Institutions, Business

   Type

   PDF

3. 24 March 2016

   Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

   Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

   Tags

   Exemptions, Business

   Type

   PDF

4. 25 March 2016

   Exemption notice - Financial Markets Conduct Hallmark Life Insurance Company

   Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

   Tags

   Exemptions, Business

   Type

   PDF

5. 17 March 2016

   Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

   Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

   Tags

   Exemptions, Business

   Type

   PDF

6. 8 July 2016

   Exemption notice - Financial Markets Conduct Foodstuffs Provident Fund

   Financial Markets Conduct Exemption Notice 2016: Foodstuffs Provident Fund.

   Tags

   Exemptions, Business

   Type

   PDF

7. 23 August 2016

   Exemption notice - Financial Markets Conduct Antipodes Gold Limited

   Financial Markets Conduct Exemption Notice 2016: Antipodes Gold Limited.

   Tags

   Exemptions, Business

   Type

   PDF

8. 26 October 2022

   Exemption Notice - Financial Markets Conduct (ANZ Group Holdings Limited)

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

   Tags

   Type

   PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice

9. 21 August 2023

   Exemption Notice - Financial Markets Conduct (BGC Partners (Australia) Pty Limited)

   Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

   Tags

   Type

   PDF, Exemption notice, Financial Markets Conduct Act exemptions, Current

10. 23 March 2021

    Exemption notice - Financial Markets Conduct Trustee Executors Limited

    Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    PDF

11. 16 May 2017

    Exemption notice - Financial Advisers Certified Investment Management Analyst

    Financial Advisers (Certified Investment Management Analyst) Exemption Notice 2017.

    Tags

    Exemptions, Business

    Type

    PDF

12. 28 July 2015

    Exemption Notice - Financial Advisers Courtenay Nominees Limited Transaction Reporting

    Financial Advisers (Courtnenay Nominees Limited Transaction Reporting) Exemption Notice 2015.

    Tags

    Exemptions, Business

    Type

    PDF

13. 30 April 2021

    Exemption notice - Financial Markets Conduct (Evergreen Retirement Trust)

    Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    PDF

14. 14 May 2018

    Exemption notice - Financial Advisers Personalised Digital Advice Notice 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018.

    Tags

    Exemptions, Business

    Type

    PDF

15. 24 June 2022

    Exemption Notice - Financial Markets Conduct Bonus Bonds 2022

    Financial Markets Conduct (Bonus Bonds) Exemption Notice 2022, PDF.

    Tags

    Type

    PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice