Search results

Found 3196 results. Displaying page 50 of 214

1. 19 January 2018

   Financial Markets Conduct (Irrigation Companies) Exemption Notice 2018

   Financial Markets Conduct (Irrigation Companies) Exemption Notice 2018

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 12 December 2022

   Bay Exchange is not registered to provide financial services in New Zealand

   Bay Exchange is providing financial services to New Zealand residents without complying with the New Zealand financial markets legislation.

   Tags

   Fake regulator, Suspected scam, Scams

   Type

   Page

3. 6 October 2022

   Investor alert: Kemik not registered to provide financial advice in New Zealand

   WARNING: Kemik not registered to provide financial advice in New Zealand

   Tags

   Scams

   Type

   Page

4. 4 November 2022

   Lombard Holdings: Cold calling members of public about financial products

   WARNING: Lombard Holdings is not a registered financial service provider in New Zealand. They are therefore not registered to provide financial products or services in New Zealand.

   Tags

   Scams

   Type

   Page

5. 19 September 2022

   FPbulls International Limited is not registered to provide financial advice in New Zealand

   FMA are concerned that FPbulls International Limited is not registered on the Financial Service Providers Register (FSPR) as a financial service provider.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

6. 23 December 2021

   FMA warning about unregistered financial service provider XM Global Limited

   WARNING: XM Global Limited is not a registered financial service provider in New Zealand or regulated by the FMA. We recommend exercising caution if considering dealing with this entity.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

7. 31 May 2022

   Assured Digital Bank is not registered as a Financial Service Provider in New Zealand

   WARNING: Assured Digital Bank is offering financial services to New Zealand residents but is not registered as a Financial Service Provider as required by New Zealand financial markets legislation.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

8. 8 April 2022

   Providing financial services without being registered in New Zealand: Quwiex Limited

   We are concerned that Quwiex Limited may be involved in a scam. The entity is offering financial services without being registered on the FSPR and is also making statements that appear to be false and misleading and/or unsubstantiated.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

9. 20 December 2022

   Reo Funds NZ Limited not registered to provide financial services in New Zealand

   WARNING: Mr Owen Edward Stokes of Reo Funds NZ Limited scamming New Zealanders who apply for a loan.

   Tags

   Suspected scam, Scams

   Type

   Page

10. 5 December 2022

    Investor alert: coinfinancelimited.com is not registered to provide financial services in NZ

    WARNING: www.coinfinancelimited.com is offering investments but is not registered to provide financial services to New Zealand residents.

    Tags

    Imposter website, Scams

    Type

    Page

11. 26 July 2021

    Top five tips for becoming a fully licensed Financial Advice Provider

    Top tips for becoming a fully licensed Financial Advice Provider (FAP) in New Zealand

    Tags

    FMA stories, Roles, Financial Advice Provider, Article, Business, News & Insights

    Type

    Page

12. 26 July 2021

    Clare Bolingford at the 17th Annual Financial Markets Law Conference

    Clare Bolingford, FMA Director of Banking and Insurance speaks at the Financial Markets Law Conference Regulators Conference 2021.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

13. 28 September 2022

    MBIE releases consultations on regulations and fees for Conduct of Financial Institutions regime

    The Ministry of Business, Innovation and Employment (MBIE) has released two consultations on incentives regulations and proposed licensing fees to support the Conduct of Financial Institutions (CoFI) regime.

    Tags

    Banking, Media release, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Business, News & Insights

    Type

    Page

14. 26 May 2022

    FMA releases record keeping information sheet for financial advice providers

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published an information sheet for financial advice providers (FAPs) about how they can demonstrate compliance with record keeping obligations.

    Tags

    Financial Advice Provider, Roles, Media release, Business, News & Insights

    Type

    Page

15. 29 July 2021

    FMA releases cyber resilience info sheet for financial advice providers

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has today published an information sheet containing principles and resources to help licensed financial advice providers develop their cyber resilience.

    Tags

    Financial Advice Provider, Roles, Media release, Business, News & Insights

    Type

    Page