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Found 3196 results. Displaying page 47 of 214

1. 13 May 2020

   COVID-19: Financial reporting – review findings and guidance for entities

   Level 2 and Level 1 - COVID-19, Financial Services

   Tags

   COVID-19, News & Insights

   Type

   Page, Financial reporting, Guidance

2. 27 June 2013

   Financial Reporting Act (Credit Agricole S.A.)

   Financial Reporting Act (Credit Agricole S.A.) Exemption Notice 2013 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 1 July 2016

   Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

   Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 30 November 2016

   Financial Markets Conduct (Flight Centre (NZ) Limited) Exemption Notice 2016

   Financial Markets Conduct (Flight Centre (NZ) Limited) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 6 April 2018

   Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018

   Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018, which comes into force on the day after the date of its notification in the Gazette, amends the Financial Markets Conduct (Incidental Offers) Exemption Notice 2016 (the 2016 notice).Expired.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 15 August 2018

   Financial Markets Conduct (Heartland Group) Exemption Notice 2018

   Financial Markets Conduct (Heartland Group) Exemption Notice 2018 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 31 August 2022

   Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020

   The Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020 amends the Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016.- expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 30 July 2010

   Commissioner for Financial Advisers Receives Draft Code of Professional Conduct

   The Commissioner for Financial Advisers, David Mayhew, today received from the Code Committee the draft code of professional conduct for authorised financial advisers for his approval under the Financial Advisers Act 2008.

   Tags

   Media release, News & Insights

   Type

   Page

9. 18 November 2016

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 26 October 2021

    Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2021

    Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 10 August 2021

    Feedback form Proposed financial reporting exemptions for insolvent FMC entities

    Feedback form: Proposed financial reporting exemptions for insolvent FMC entities

    Tags

    FMC Act, Consultations, Legislation, Business

    Type

    Word document, Submission form

12. 10 August 2021

    Consultation Proposed financial reporting exemptions for insolvent FMC entities

    Tags

    Type

    PDF

13. 27 March 2020

    Financial Markets Conduct (UBT Invest NZ Funds) Exemption Notice 2020

    Financial Markets Conduct (UBT Invest NZ Funds) Exemption Notice 2020

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 9 September 2022

    Feedback form regulatory returns for licensed Class 3 financial advice providers

    Feedback form for public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

    Tags

    Financial Advice Provider, New Financial Advice regime, Roles, Business

    Type

    Word document, Feedback form, Consultation

15. 1 December 2014

    ICE Futures Europe Financial Product Market Licence 2014

    New Zealand Financial Product Market Licence (ICE
    Futures Europe) 2014
    

    Tags

    Market operator, Roles, Licence, Licensing & registration, Business

    Type

    PDF