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  1. 25 March 2024

    CBL managing director Peter Harris admits continuous disclosure and fair dealing contraventions and agrees Enforceable Undertaking

    The FMA has reached agreement with former CBL Corporation Limited (In Liquidation) (CBLC) managing director Peter Harris on claims relating to continuous disclosure breaches and misleading conduct (the Continuous Disclosure Proceeding). 
    Tags
    Media release, Enforceable undertaking, Powers, Financial Institutions, Business, News & Insights, Enforcement
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    Page

  2. 7 March 2023

    Investing basics

    Understand the basics of investing by working out what kind of investor you are and learning the skills to manage your investments confidently. Helping investors make better informed decisions.
    Tags
    Investing, Investment basics, Consumer
    Type
    Page

  3. 1 March 2021

    Property syndicates

    Joining a property syndicate can be an easy way to get into the property market, but there can be significant risk involved. Learn more before you start.
    Tags
    Property syndicates, Ways to invest, Investing, Consumer
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    Page

  4. 11 September 2023

    World Investor Week 2023

    The New Zealand theme for World Investor Week 2023 is ethical investing, aiming to empower investors to confidently make investing decisions that are aligned with their values.
    Tags
    Investing, Campaigns, World Investor Week, Campaigns, Consumer, News & Insights
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    Page

  5. 13 April 2010

    Civil Proceedings Served on Lombard Finance & Investments Directors

    The Securities Commission has issued civil proceedings under the Securities Act against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 8 June 2017

    Trial shows simple way to help KiwiSaver members

    KiwiSaver members who received communications created using behavioural insights were more likely to choose to move out of default funds, and less likely to transfer to another provider.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  14. 29 August 2023

    Investing

    We all invest for the same reason – to grow our money. In this section of the FMA website we provide you with the fundamentals of managing your investments to meet your risk profile and goals.
    Tags
    Investing, Consumer
    Type
    Page

  15. 2 May 2022

    Investor alert: false claims by Onyx Group Limited

    WARNING: We are concerned that Onyx Group Limited (‘Onyx’) is involved in a scam. We have received a complaint about this company cold-calling New Zealand residents offering pre-IPO shares* and unreasonably withholding client funds.
    Tags
    Shares, Ways to invest, Investing, Imposter website, International regulator alerts, Suspected scam, Consumer, Scams
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    Page