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Found 3196 results. Displaying page 14 of 214

  1. 2 July 2021

    Administrators of financial benchmarks

    Financial benchmarks are prices, rates, figures or indexes that are referenced in financial products or contracts. On this page, you will find out more about licensing of administrators of financial benchmarks; compliance obligations; costs of licensing and exemptions available to administrators of financial benchmarks.
    Tags
    Administrators of financial benchmarks, Licensing & registration, Roles, Obligations, Business
    Type
    Page

  3. 1 March 2018

    Financial Investments and Conduct Commission

    Kapuni Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Scams
    Type
    Page

  4. 27 June 2018

    Improving financial statements

    This monitoring report summarises the findings from our thematic review to determine the extent of improvements in the presentation of financial statements in a clear, concise and effective way, and sets out some suggestions for additional improvement.
    Tags
    Directors, Roles, Reports and Papers, Business, News & Insights
    Type
    Page, Financial reporting, Report

  5. 1 January 2011

    AB Financial Group

    AB Financial Group is a suspected scam. www.abfinancialservicesgroup.com
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 21 July 2023

    Financial institution licensing FAQs

    Find answers to frequently asked questions about financial institution licensing (also known as CoFI licensing) on this page.
    Tags
    Licensing & registration, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business
    Type
    Page

  7. 11 July 2022

    Approach to oversight of financial statements

    In this document we provide a summary of our main work in monitoring compliance with financial reporting obligations by FMC reporting entities and registered schemes (regulated entities) from 2022-2025.
    Tags
    Auditors, Directors, Roles, Business
    Type
    PDF, Financial reporting

  8. 1 May 2019

    Financial reporting reviews 2019

    This statement outlines our approach to financial reporting reviews, and highlights selected areas of interest for 2019/20 reviews.
    Tags
    Reports and Papers, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    PDF, Financial reporting

  9. 30 November 2022

    Standard conditions Financial Institutions

    If we grant you a financial institution licence, the licence will be subject to the conditions set out in this document.
    Tags
    Banking, Standard conditions, Insurance Providers, Financial Institutions, Licensing & registration, Business
    Type
    PDF

  10. 14 March 2023

    Financial advice regime obligations

    If you provide regulated financial advice to clients you will need to fulfil a number of duties. These duties aim to ensure all New Zealanders have access to quality financial advice, and to help build public confidence in advisers – a good thing for everyone.
    Tags
    Compliance, Financial Adviser, New Financial Advice regime, Client money or property services provider, Obligations, Roles, Financial Services Legislation Amendment Act (FSLAA), Financial Advice Provider, Business
    Type
    PDF, Information Sheet

  11. 8 July 2022

    Approach to oversight of financial statements

    In this document we provide a summary of our main work in monitoring compliance with financial reporting obligations by FMC reporting entities and registered schemes (regulated entities) from 2022-2025.
    Tags
    Auditors, Directors, Roles, Climate related disclosure, Climate Reporting Entities, Business
    Type
    Page, Financial reporting, Guidance

  12. 18 September 2023

    Supporting customers in financial difficulty

    The Commerce Commission and the Financial Markets Authority have collaborated on a joint message that outlines ways that financial service providers (including consumer lenders) can support customers who are experiencing financial difficulty.
    Tags
    Reports and Papers, News & Insights
    Type
    Page

  14. 1 September 2011

    American Financial Group

    American Financial Group is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page