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  1. 6 April 2023

    Peer-to-peer and crowdfunding: sector snapshot

    This report is a 'snapshot' of peer-to-peer lending (P2P) and crowdfunding activity in New Zealand
    Tags
    Crowdfunding providers, Roles, Reports and Papers, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page, Report

  2. 3 July 2017

    AML/CFT Sector Risk Assessment 2017

    Our Sector Risk Assessment (SRA) helps us and the REs
    we supervise understand the risks of money-laundering
    (ML) and terrorism financing (TF) in each sector.
    Tags
    AML/CFT, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  3. 1 March 2011

    AML/CFT Sector Risk Assessment 2011

    Our Sector Risk Assessment (SRA) helps us and the REs
    we supervise understand the risks of money-laundering
    (ML) and terrorism financing (TF) in each sector.
    Tags
    AML/CFT, Reports and Papers, Roles, Reporting entities, Business, News & Insights
    Type
    PDF

  4. 29 July 2022

    Financial reporting exemptions

    We have regulatory powers to grant financial reporting exemptions and vary public accountability designations. Our aim is to find a balance between ensuring businesses provide appropriate financial information for those who need it and minimising costs for those providing it.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  5. 6 April 2023

    Peer-to-Peer lending and Crowdfunding: sector snapshot

    Crowdfunding and Peer-to-Peer sector report for the 2022 period.
    Tags
    Crowdfunding providers, Reports and Papers, Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    PDF

  8. 24 September 2020

    FMA reports on monitoring of financial services firms and advisers

    A report on the FMA's supervision activities over the past 18 months says large parts of the financial services sector are working hard to meet the FMA’s expectations, but called for further and more widespread improvements to governance and compliance.
    Tags
    Compliance, Derivatives, Directors, Regulation, Regulation updates, Ways to invest, Investing, Roles, Media release, Business, Consumer, News & Insights
    Type
    Page, Guidance

  9. 9 May 2017

    IMF financial system stability assessment 2017

    This report is based on the work of the Financial Sector Assessment Program (FSAP) missions that visited New Zealand in August 16–September 7, 2016 and November 2–17, 2016.
    Tags
    Reports and Papers, Business, FMA, News & Insights
    Type
    PDF

  10. 4 November 2020

    FMA appoints specialist roles in FinTech and Integrated Financial System

    FinTech entrepreneur Binu Paul has been appointed as Specialist Lead, FinTech reporting to Director of Regulation Liam Mason, while Fiona Whyte, who has a banking and regulation background, has been appointed as Specialist Lead, Integrated Financial System and reports to Sarah Vrede, Director of Capital Markets.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  12. 7 June 2024

    Financial Advice Provider (FAP)

    A financial advice provider (FAP) is an individual or entity (e.g. a company) that provides a "financial advice service". Find out more about licensing, registration, costs and ongoing obligations as well as how to comply with the new Code of Professional Conduct for financial advice services including competence, knowledge and skill requirements as well as requirements for ethical behaviour, conduct and client care.
    Tags
    New Financial Advice regime, Compliance, Financial Advice Provider, Obligations, Licensing & registration, Roles, Financial Services Legislation Amendment Act (FSLAA), Business
    Type
    Page

  13. 10 September 2020

    Te Reo Maori Financial Glossary He Reo Whairawa

    This project is centered on the research and development of a fundamental vocabulary of 100 wealth and investment terms. The development and promotion of this vocabulary will form a critical support for enhancing and promoting the use of te reo Māori in the wealth and investment sector, and related educational programmes. The review of existing vocabulary and the development of new vocabulary is done in collaboration with both industry and linguistic experts.
    Tags
    Business
    Type
    PDF, Resource