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Found 3197 results. Displaying page 78 of 214

1. 21 December 2023

   Exemption Notice - Financial Markets Conduct (Climate Statements – Stride Property Group) 2023

   The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.

   Tags

   Type

   PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice

2. 20 December 2023

   FMA censures Go Financial Solutions for breaching its licence obligations Tagalog translation

   FMA censures Go Financial Solutions for breaching its licence obligations - Tagalog translation

   Tags

   Type

   PDF

3. 19 December 2023

   Financial Markets Conduct BGC Partners Australia Pty Limited Exemption Notice 2023

   The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.

   Tags

   Type

   PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice

4. 14 February 2023

   Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

   Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

   Tags

   Exemptions, Business

   Type

   Page

5. 30 January 2024

   Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

   Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024

   Tags

   Type

   PDF

6. 30 January 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024

   Tags

   Type

   PDF

7. 14 October 2023

   Exemption Notice 2023 Financial Markets Conduct Craigs Investment Partners Self Select Schemes

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2023

   Tags

   Exemptions, Business

   Type

   PDF

8. 26 February 2024

   Financial Markets Conduct Climate related Disclosures Commonwealth Bank of Australia New Zealand Exemption Notice 2024

   Financial Markets Conduct (Climate-related Disclosures – Commonwealth Bank of Australia New Zealand) Exemption Notice 2024

   Tags

   Type

   PDF, Exemption notice

9. 13 June 2023

   Financial Markets Conduct (Fonterra Co-operative Group Limited – Share Subdivision) Exemption Notice 2023

   The Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.

   Tags

   Exemptions, Business

   Type

   Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

10. 4 November 2021

    Financial Markets Conduct (Property Schemes-Custody of Assets) Exemption Notice 2021

    Financial Markets Conduct (Property Schemes-Custody of Assets) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

11. 2 November 2021

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2021

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

12. 13 March 2024

    Natalie Carter sentenced to 12 months home detention for forgery and financial markets legislation offences

    Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has been sentenced to 12 months home detention following a criminal prosecution brought by the Financial Markets Authority (FMA).

    Tags

    Media release, Court – criminal, Powers, Financial Adviser, Roles, Business, News & Insights, Enforcement

    Type

    Page

13. 26 March 2024

    FMA warns Southern Cross Medical Care Society and Southern Cross Pet Insurance for Financial Markets legislation breaches

    FMA has issued warnings to Southern Cross Medical Care Society (SCMCS) and Southern Cross Pet Insurance (SPCI) for failing to apply advertised discounts to each entities’ respective insurance products.

    Tags

    Media release, Enforceable action, Formal warning, Financial Institutions, Powers, Business, News & Insights, Enforcement

    Type

    Page

14. 25 May 2021

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

15. 5 April 2019

    Financial Markets Conduct (OnePath Custodians Pty Limited) Exemption Notice 2019

    Financial Markets Conduct (OnePath Custodians Pty Limited) Exemption Notice 2019 is subject to the same terms and conditions as that in the 2016 Exemption Notice with the only changes being the expiry date being extended for a further 5 years from the date of this notice. Read more.

    Tags

    Exemptions, Business

    Type

    Page