Search results

Found 3197 results. Displaying page 77 of 214

1. 24 November 2016

   Financial Markets Conduct (NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund) Exemption Notice 2016

   Financial Markets Conduct (NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund) Exemption Notice 2016 expired

   Tags

   Exemptions, Business

   Type

   Page

2. 30 November 2016

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Business

   Type

   Page

3. 29 November 2016

   Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2016

   Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2016 expired

   Tags

   Exemptions, Business

   Type

   Page

4. 1 January 2019

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018. Expired.

   Tags

   Designations, Business

   Type

   Page

5. 10 October 2018

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018 exempts Craigs Investment Partners Superannuation Management Limited (CIPSML)from some provisions of FMC Regulations. Read more.

   Tags

   Exemptions, Business

   Type

   Page

6. 19 September 2023

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2023

   The Notice exempts Craigs Investment Partners Superannuation Management Limited (CIPSML) as manager of the Craigs Investment Partners Self-Select Schemes from certain provisions of the Financial Markets Conduct Act 2013

   Tags

   Exemptions, Business

   Type

   Page

7. 18 October 2023

   Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

   The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.

   Tags

   Exemptions, Business

   Type

   PDF

8. 31 October 2018

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

   EXPIRED Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018 revokes the Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016 (Existing Notice) and replaces it with a new notice. Read more.

   Tags

   Exemptions, Business

   Type

   Page

9. 31 October 2023

   Financial Markets Conduct (Product Disclosure Statements in Te Reo Maori and English) Exemption Notice 2018

   Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2018. Expired.

   Tags

   Exemptions, Business

   Type

   Page

10. 29 April 2021

    Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2021

    Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page

11. 25 November 2018

    Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018

    Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018 exempts i-Select Limited (i-Select) as manager of the i-Select Superannuation Scheme (the self-select scheme) from some provisions of FMC Act. Read more.

    Tags

    Exemptions, Business

    Type

    Page

12. 28 November 2023

    FMA cancels Foundation Advice Limited’s financial advice provider licence

    FMA has cancelled Foundation Advice Limited (FAL)’s Financial Advice Provider (FAP) licence. FAL was an Auckland-based FAP offering advice on life and health insurance as well as KiwiSaver.

    Tags

    Media release, Financial Advice Provider, Licensing & registration, Insurance Providers, Roles, Licence cancellation, Powers, Business, News & Insights, Enforcement

    Type

    Page

13. 30 November 2023

    Agreement signed by New Zealand regulator and global standards body to uphold and promote financial market integrity

    The FMA has signed a Consultation Agreement with The Financial Markets Standards Board (FMSB).

    Tags

    Media release, Regulatory cooperation, FMA, News & Insights

    Type

    Page, MOU

14. 5 December 2023

    Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

    Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

    Tags

    Type

    PDF, Exemption notice

15. 13 December 2023

    Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

    This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.

    Tags

    Type

    PDF