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Found 3197 results. Displaying page 76 of 214

1. 18 September 2023

   Supporting customers in financial difficulty FMA and Commerce Commission joint message September 2023

   Supporting customers in financial difficulty – FMA and Commerce Commission joint message September 2023

   Tags

   Reports and Papers, News & Insights

   Type

   PDF

2. 18 September 2023

   Yuen Pok (Paul) Loo pleads guilty to forgery and financial markets legislation offences

   The FMA can confirm that Yuen Pok (Paul) Loo has pleaded guilty to several criminal charges at the Manukau District Court on Friday.

   Tags

   Media release, Enforceable undertaking, Powers, Cases, News & Insights, Enforcement

   Type

   Page

3. 13 March 2017

   Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

4. 2 December 2016

   Elevation Capital Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Elevation Capital Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

5. 20 September 2023

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 31 August 2022

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

6. 18 August 2016

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

7. 28 July 2016

   Kiwi Wealth Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Kiwi Wealth Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

8. 8 November 2016

   NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

   NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

9. 2 December 2016

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

10. 2 December 2015

    ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    Tags

    Waivers, Managed Investment Schemes, Business

    Type

    Page

11. 11 June 2021

    UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 11 June 2021

    Tags

    Waivers, Managed Investment Schemes, Business

    Type

    Page

12. 2 December 2016

    Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    Tags

    Waivers, Roles, Business, Managed investment schemes

    Type

    Page

13. 28 May 2018

    Financial Markets Conduct (SuperLife Workplace Savings Scheme) Exemption Notice 2018

    This notice is the Financial Markets Conduct (SuperLife Workplace Savings Scheme) Exemption Notice 2018.

    Tags

    Exemptions, Business

    Type

    Page

14. 3 October 2023

    ​Consultation: Renewal of class exemption for same class offers ASX/NZX-quoted financial products​

    CLOSED consultation for the Renewal of class exemption for same class offers ASX/NZX-quoted financial products with decision.

    Tags

    Consultations, Business

    Type

    Page

15. 25 November 2016

    Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016

    Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016 expired on 2018-11-24

    Tags

    Exemptions, Business

    Type

    Page