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Found 3197 results. Displaying page 72 of 214

1. 22 May 2017

   Consultation Proposed exemption from obligation to prepare scheme financial statements for bundled unit trusts

   This consultation is for: managers, supervisors, auditors,
   administration managers, investors. It aims to: seek feedback on the exemption proposal for bundled unit trusts.
   

   Tags

   Auditors, Consultations, Roles, Business, Supervisor

   Type

   PDF

2. 24 February 2015

   Information sheet Related party transactions under the Financial Markets Conduct Act 2013.1.1

   This information sheet outlines the rules on related-party transactions that apply to managed investment schemes under the Financial Markets Conduct Act 2013 (FMC Act).

   Tags

   Roles, Business, Managed investment schemes

   Type

   PDF

3. 13 November 2018

   Financial Markets Conduct (Crédit Agricole S.A.) Exemption Notice 2016

   Financial Markets Conduct (Crédit Agricole S.A.) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   Page

4. 30 November 2014

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Information Sheet

5. 8 March 2022

   Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022

   The Financial Markets Conduct (JP Morgan Chase Bank N.A) Exemption Notice 2022 exempts exempt persons (being JP Morgan Chase Bank N.A (JPM) and any related body corporate of JPM) from the substantial product holder disclosure obligations contained in sections 276 to 279 of the Financial Markets Conduct Act 2013

   Tags

   Exemptions, Business

   Type

   Page

6. 20 July 2018

   Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018

   Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018 exempts Kuaotunu Camp Ground (2008) Limited from Part 7 of the Act with respect to a particular accounting period if some conditions are met. Read more.

   Tags

   Exemptions, Business

   Type

   Page

7. 27 July 2023

   Michael Hewes, FMA Director – Deposit Taking, Insurance, and Advice presents at the Financial Markets Law conference

   Michael Hewes, Director Deposit Taking, Insurers and Advice presentation at the Financial Markets Law conference.

   Tags

   Banking, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, News, Business, News & Insights

   Type

   Page

8. 21 July 2023

   Forestlands sole director, Rowan Kearns, sentenced for making false statements and financial reporting offences

   Rowan Kearns, the founder and sole director of the Forestlands group of companies, was sentenced yesterday to four months’ community detention and 100 hours’ community work with a 9pm – 7am curfew. The sentence follows a prosecution brought by the FMA filed in the Nelson District Court in September 2020.

   Tags

   Media release, Cases, Enforceable Undertaking, Powers, News & Insights, Enforcement

   Type

   Page

9. 23 June 2015

   Most Kiwis remain confident in NZ’s financial markets, survey shows

   Confidence in New Zealand’s financial markets remains stable, with 60% of New Zealanders feeling confident in the state of the country’s financial markets.

   Tags

   Media release, Consumer, News & Insights

   Type

   Page

10. 7 August 2023

    Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023

    The Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023 exempts Kuaotunu Camp Ground (2008) Limited (Kuaotunu) from Part 7 of the Financial Markets Conduct Act 2013 (Act).

    Tags

    Exemptions, Business

    Type

    Page, Exemption notice, Current, Financial Markets Conduct Act exemptions

11. 1 May 2016

    Financial Markets Conduct (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016

    Financial Markets Conduct (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016.

    Tags

    Exemptions, Business

    Type

    Page

12. 5 February 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2016

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2016 - expired on 2017-02-04.

    Tags

    Exemptions, Business

    Type

    Page

13. 4 November 2016

    Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016

    Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016 expired

    Tags

    Exemptions, Business

    Type

    Page

14. 13 January 2017

    Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

    Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

    Tags

    Exemptions, Business

    Type

    Page

15. 14 October 2016

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016 expired

    Tags

    Exemptions, Business

    Type

    Page