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  1. 6 May 2024

    Statement of Intent 2013 - 2016

    Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2013 - 2016 report.
    Tags
    Type
    PDF, Statement of intent, Corporate publications

  2. 6 May 2024

    Statement of Intent 2014 - 2018

    Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2014 - 2018 report.
    Tags
    Type
    PDF, Statement of intent, Corporate publications

  3. 26 September 2023

    Jarden Securities Limited DBG

    Jarden Securities Limited including: Jarden Securities Limited, Jarden Investment Nominees Limited, Jarden Principal Investments Limited, and Jarden Finance Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  4. 16 April 2024

    Punakaiki Fund DBG

    Punakaiki Fund DBG includes: 2040 Ventures Limited (previous named: Lance Wiggs Capital Management Limited) and Punakaiki Fund Limited.
    Tags
    Reporting entities, AML/CFT, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  5. 8 May 2024

    2040 Ventures Limited

    2040 Ventures Limited (previous named: LANCE WIGGS CAPITAL MANAGEMENT LIMITED) is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 16 May 2024

    Emerge NZ Limited

    Emerge NZ Limited is an AML/CFT reporting entity.
    Tags
    Type
    Page
    • Cases

    20 May 2024

    Rangi Savage

    FMA filed civil proceedings against Rangi Wyatt Stephen Savage for making an unregulated public offer for the sale of shares in The Powder Shed Tokoroa Limited (Powder Shed).
    Tags
    Cases, Enforcement
    Type
    Page

  8. 22 May 2024

    Jarden Wealth Limited DIMS

    Jarden Wealth Limited, FSP1006426, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, AML/CFT, Discretionary investment management scheme (DIMS), Reporting entities, Business
    Type
    Page

  11. 28 May 2024

    Fisher Funds Wealth Limited

    Fisher Funds Wealth Limited (previous named KIWI WEALTH LIMITED) is an AML/CFT reporting entity.
    Tags
    Type
    Page

  12. 26 June 2024

    Statement of Intent

    The Statement of Intent sets out how we will measure our progress against our strategic intentions in the medium term. It should be read in conjunction with the annual Statement of Performance Expectations
    Tags
    Type
    Page, Corporate publications, Statement of intent

  13. 26 June 2024

    Statement of Intent 2024 to 2028

    The SOI provides a four-year outlook on the performance measures that we will use to demonstrate progress towards our strategic intentions (alternatively referred to as strategic objectives), spanning 1 July 2024 to 30 June 2028.
    Tags
    Type
    PDF, Corporate publications, Statement of intent

  15. 5 July 2024

    Shares guide

    The Shares Guide was produced by the FMA to help novice investors navigate investing in shares.
    Tags
    Shares, Investing, Investor information, Ways to invest, Consumer
    Type
    PDF