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  1. 1 August 2013

    AML/CFT wire transfers fact sheet

    The AML/CFT wire transfers fact sheet describes: what a wire transfer is, who are the parties to a wire transfer and what are the responsibilities placed on reporting entities that are Ordering, Intermediary, or Beneficiary Institutions.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  2. 14 May 2018

    AML/CFT risk assessment guideline

    The AML/CFT risk assessment guideline was updated in 2018 and is designed to help reporting entities conduct a risk assessment, as required under section 58 of the Anti-Money Laundering and Countering Financing of Terrorism Act.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  5. 16 October 2022

    Climate risks and the impact on financial statement audits

    This document provides clarity for auditors about the expectations for information about climate risks in audit files.
    Tags
    Climate related disclosure, Auditors, Roles, Ethical finance, Authorised body under a FAP, Climate Reporting Entities, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  7. 20 September 2023

    ALPHA FIRST SECURITIES LIMITED

    ALPHA FIRST SECURITIES LIMITED (trading as Alpha First Mortgage Investments / Alpha First Securities) is an AML/CFT reporting entity.
    Tags
    Type
    Page

  8. 20 September 2023

    CREDENCE NZ LIMITED

    CREDENCE NZ LIMITED is an AML/CFT reporting entity.
    Tags
    Type
    Page

  9. 19 September 2023

    Craigs Investment Partners Self-select schemes

    The FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs) on 9 October 2023 pursuant to Regulation 14 of the Financial Markets Authority (Levies) Regulations 2012.
    Tags
    Waivers, Roles, Business, Managed investment schemes
    Type
    Page

  13. 12 May 2021

    Myfiduciary (CNI) Ltd

    Myfiduciary (CNI) Ltd is a icenced DIMS provider. They were previously known as.Taupō Moana Investments Limited (FSP623349).
    Tags
    Discretionary investment management scheme (DIMS), Roles, Reporting entities, Business
    Type
    Page

  14. 15 November 2023

    Lifetime Trustee Limited

    Lifetime Trustee Limited is an AML reporting entity. Lifetime Trustee Limited was previous named SUPERANNUATION MANAGEMENT NOMINEES LIMITED, the name was changed on 15 November 2023.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 31 October 2016

    MB Funds Limited

    MB Funds Limited, FSP455547, is a licensed Managed Investment Scheme Manager. MB Funds Limited was previous named Ranfurly Strategic Limited.
    Tags
    Licensed entity, Roles, Reporting entities, Business, Managed investment schemes
    Type
    Page