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  4. 9 February 2023

    COMPOUND WEALTH LIMITED

    COMPOUND WEALTH LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 1 March 2021

    Commercial property syndicate checklist

    This checklist from the FMA explains some of the things to consider before you invest in a property syndicate.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  10. 18 November 2020

    Common financial terms and what they mean

    FMA guide to regularly used financial terms and a brief explanation as to what they mean. The page is particularly useful to novice investors.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  11. 21 December 2022

    NZICA publishes disciplinary outcomes relating to Wynyard audit by PwC

    FMA notes the New Zealand Institute of Chartered Accountants (NZICA) has released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group.
    Tags
    Media release, Offer disclosure for equity and debt offers, Roles, Business, News & Insights
    Type
    Page

  12. 25 November 2021

    Change to FMA Executive Committee

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – said today that its Director of Capital Markets, Sarah Vrede, had resigned. The FMA’s Director Investment Management Paul Gregory has been appointed Acting Director of Capital Markets, effective from 29 November 2021.
    Tags
    FMA people, FMA executive team, Media release, FMA, News & Insights
    Type
    Page

  13. 9 March 2022

    FMA directs Simplicity to remove misleading advertising and improve compliance processes

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has directed Simplicity NZ Limited to remove advertising materials that breached fair dealing provisions¹, and ensure future advertising is compliant.
    Tags
    Enforceable action, Roles, Media release, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  14. 18 March 2022

    FMA comments on conflict of interest processes

    The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko today welcomed an independent review into the advice provided to the Minister of Commerce and Consumer Affairs in relation to the appointment of default KiwiSaver providers in 2021. This media release serves as comment about our conflict of interest processes
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  15. 9 July 2021

    FMA concludes inquiries into Fonterra’s 2019 financial statements and complaints relating to valuations of Beingmate and China Farms

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has closed its inquiries that followed Fonterra’s 2019 financial statements market announcement. The FMA did not find evidence to support regulatory action, including litigation, under the Financial Markets Conduct Act.
    Tags
    Cases, Auditors, Directors, Roles, Media release, Business, News & Insights, Enforcement
    Type
    Page