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Found 6580 results. Displaying page 21 of 439

1. 20 April 2012

   FMA welcomes ruling on Hotchin asset preservation orders

   The CoA has dismissed an appeal by former Hanover director Mark Hotchin on asset preservation orders obtained by the FMA. Read more.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

2. 9 September 2010

   Commission Consults on Standard Conditions for Advisers

   The Securities Commission invites submissions on proposed standard conditions for Authorised Financial Advisers.

   Tags

   Media release, News & Insights

   Type

   Page

3. 29 February 2008

   Securities Act (Telecom Corporation of New Zealand Limited)

   Securities Act (Telecom Corporation of New Zealand Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 26 April 2012

   FMA welcomes Petricevic sentencing

   Mr Petricevic sentenced to six and a half years imprisonment. Read more.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

5. 29 September 2015

   Consultation paper: Proposed FMC Act designation & exemption for companies used to manage costs in real property communal facilities

   Consultation paper: Proposed FMC Act designation & exemption for companies used to manage costs in real property communal facilities. Read more here.

   Tags

   Designations, FMC Act, Legislation, Consultations, Business

   Type

   Page

6. 21 December 2011

   VonWin Capital Management L.P. and Stock & Share Trading Company Pty Ltd

   FMA warns investors to take caution before accepting any unsolicited offers from VonWin Capital Management L.P. and Stock & Share Trading Company Pty Ltd. Read more.

   Tags

   Suspected scam, Scams

   Type

   Page

7. 1 December 2013

   Securities Act (Community and Recreational Purposes)

   Securities Act (Community and Recreational Purposes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 1 April 2013

   Securities Act (Co-operative Companies)

   Securities Act (Co-operative Companies) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 25 June 2015

   Financial Reporting Act (American Income Life Insurance Company)

   Financial Reporting Act (American Income Life Insurance Company) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 1 October 2002

    Securities Act (Overseas Takeovers by New Zealand Companies)

    Securities Act (Overseas Takeovers by New Zealand Companies) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 5 November 2015

    FMA confirms Paul Gregory in the role of director of external communications and investor resources

    Mr Gregory will be joining the FMA’s executive committee from the NZ Super Fund where he has been since March 2009, firstly as head of communications before shifting to the investments team.

    Tags

    Governance, Media release, FMA, News & Insights

    Type

    Page

12. 14 November 2016

    Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016

    Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 12 April 2018

    Monetary Exchange Commission of New Zealand

    The Monetary Exchange Commission of New Zealand is not a valid financial services regulator in New Zealand.

    Tags

    Fake regulator, Scams

    Type

    Page

14. 28 April 2017

    Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2017

    Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2017

    Tags

    Secondary legislation, Exemptions, Business

    Type

    Page

15. 28 September 2012

    FMA completes licensing of Securities Trustees and Statutory Supervisors

    The Financial Markets Authority (FMA) has concluded the licensing process for Securities Trustees and Statutory Supervisors with decisions on three further applicants.

    Tags

    Media release, News & Insights

    Type

    Page