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Found 1923 results. Displaying page 25 of 129

  1. 5 November 2018

    FMA and RBNZ report on bank conduct and culture

    FMA and RBNZ have completed their joint review into the conduct and culture of 11 New Zealand banks. The review is the first of its kind in New Zealand.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  2. 1 March 2024

    Financial Markets Conduct (Climate-related Disclosures – Commonwealth Bank of Australia New Zealand) Exemption Notice 2024

    The Notice permits CBA to report only in relation to certain group members (CBA Group) and exempts CBA from reporting in relation to other group members (being ASB Holdings Limited and ASB Bank Limited and its subsidiaries) that are required otherwise to form part of the climate statements to be prepared for CBA’s New Zealand business under section 461ZB(3)(a) of the Act. With the exception of ASB Holdings Limited, the subsidiaries excluded from the CBA Group climate statements will be included in other climate statements pursuant to section 461ZA of the Act.
    Tags
    Exemptions, Business
    Type
    Page

  4. 4 October 2022

    campartnersinvestment.org and cambridgeinvestmentsltd.com

    WARNING: The website is falsely purporting to be associated with two registered NZ companies – Cambridge Partners Limited (NZBN 9429037884345) and Cambridge Capital Limited (NZBN 9429038446504). The FMA are concerned that www.campartnersinvestment.org may be operating a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  5. 23 September 2022

    Imposter website: farm-crypto.com

    Farm-crypto.com is not a registered Financial Service Provider in New Zealand and is falsely purporting to be associated with New Zealand entity, Pearlfisher Capital Limited.
    Tags
    Imposter website, Scams
    Type
    Page

  6. 20 May 2022

    Fair dealing

    Underpinning the breadth of the FMC Act are the fair dealing provisions, which set out the core standards of behaviour that those operating in the financial markets must comply with. This webpage provides an overview of why the fair dealing and stop order provisions are important, who must comply with these requirements, the principles the FMA applies when assessing compliance, our enforcement approach and how you can report possible breaches.
    Tags
    Fair dealing, Business
    Type
    Page

  7. 24 January 2023

    Financial Markets Conduct Act

    The Financial Markets Conduct Act 2013 forms the foundation that allows the FMA to provide quality regulation in financial services and capital markets here in NZ. Read more about the Financial Markets Conduct Act here.
    Tags
    Type
    Page

  8. 15 November 2012

    Release of PwC report into Ross Asset Management

    The Receivers and Managers' focus over the first five days of their appointment has been to identify and secure investment assets. After searching the custody accounts identified by Mr Ross and through wider searches in international investment markets, they have so far located investments of only $10.2 million. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  9. 6 May 2022

    FMA issues stop order against The One Management GP Limited

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has today confirmed it has made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP¹ (the Fund), which is only available to wholesale investors, including eligible investors.
    Tags
    Enforceable Undertaking, Roles, Media release, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  10. 5 October 2020

    Investing Myth #8: 'Getting advice is too expensive'

    ‘Getting advice is too expensive’ is an investment myth that is debunked by Mary Holm for the FMA. She talks about the benefit of of getting advice at key points of your life and who to talk to when you need financial advice.
    Tags
    Financial advice, Investment basics, Get advice, Investing, Consumer
    Type
    Page

  11. 5 March 2007

    Huka Falls Resort Ltd

    The Huka Falls Resort Limited and the Director(Patrick Marinus Fontein) accepted that Securities have been offered to the public for subscription, without a registered prospectus or an investment statement, in contravention of the requirements of the Securities Act 1978 and the Securities Regulations 1983. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  12. 5 March 2007

    Kensington Park Properties Ltd

    The Kensington Park Properties Limited and the Directors(Patrick Marinus Fontein, Allan Graham Clarke) accepted that Securities have been offered to the public for subscription, without a registered prospectus or an investment statement, in contravention of the requirements of the Securities Act 1978 and the Securities Regulations 1983. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  13. 28 February 2018

    Refreshed corporate governance handbook published

    Corporate Governance handbook refreshed to remove any unnecessary overlap with the NZX Code, particularly to ensure the NZX Code is the primary source for requirements for listed companies.
    Tags
    Directors, Roles, Media release, Business, News & Insights
    Type
    Page

  14. 22 March 2019

    www.redsolarcapital.com

    FMA warns that the website www.redsolarcapital.com is not associated with or operated by Red Solar Capital Limited, which is registered and licensed in Hong Kong.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 1 January 2011

    Nona Marketing Limited and Albius Limited

    FTO Capital (trading name) is not registered to provide financial services in New Zealand and therefore not able to legally offer financial services in New Zealand.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page