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  4. 9 September 2019

    Opportunity for all Kiwis in Capital Markets 2029 report

    NZX and the Financial Markets Authority (FMA) today welcomed the release of the Capital Markets 2029 report, saying the 10-year vision and growth agenda would create more opportunities for Kiwis to grow personal wealth, help New Zealand businesses to prosper, and help future-proof the country’s economy.
    Tags
    Roles, Media release, Business, News & Insights, Market operator
    Type
    Page

  8. 12 December 2013

    Hellenic Capital Market Commission (Greece) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Hellenic Capital Market Commission (Greece).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  10. 1 August 2020

    Continuity Capital PE2 GP Limited

    Continuity Capital PE2 GP Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 7 April 2021

    Continuity Capital PE6 GP Limited

    Continuity Capital PE6 GP Limited is an AML reporting enity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 12 March 2024

    Continuity Capital PE4 GP Limited

    Continuity Capital PE4 GP Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 20 October 2022

    Williams Corporation Capital Partnership GP Limited

    The FMA has issued a formal warning to Williams Corporation Capital Partnership GP Limited following concerns that they may have failed to give disclosures to investors as required by Part 3 of the Financial Markets Conduct Act 2013 because it relied on the wholesale investor exclusion in circumstances where they were not entitled to. This is because some eligible investor certificates were incomplete.
    Tags
    Offer disclosure for equity and debt offers, Wholesale investing, Roles, Ways to invest, Investing, Conduct, Formal warning, Powers, Business, Consumer, Enforcement
    Type
    Page

  14. 9 May 2024

    Financial Markets Conduct Abacus Storage King Exemption Notice 2024

    The Financial Markets Conduct (Abacus Storage King) Exemption Notice 2024 (Notice) exempts Abacus Storage Operations Limited (ASOL) and Abacus Storage Property Trust (the Trust) (together the issuers), and Abacus Storage Funds Management Limited (ASFML) (as responsible entity for the Trust under Australian law) from compliance with the disclosure requirements in Part 3 of the Financial Markets Conduct Act 2013 Act (Act), and exempts the Trust and ASFML from compliance with the governance requirements for managed investment schemes in Part 4 of the Act. The exemptions apply only to offers of stapled securities (each consisting of a share in ASOL and a unit in the Trust) which are made under an employee security plan established by the issuers to certain eligible persons in New Zealand (Abacus Storage King ESP).
    Tags
    Type
    PDF, Exemption notice

  15. 20 March 2020

    FMA COVID-19 Update 20 March 2020

    We are closely monitoring the coronavirus situation and thinking carefully about all necessary actions to ensure customers and investors are protected and markets continue to function well.
    Tags
    COVID-19, News & Insights
    Type
    Page