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Found 1922 results. Displaying page 126 of 129

  1. 8 February 2024

    Wisdom House Investment Partners Limited

    FMA filed criminal charges against Yuen Pok (Paul) Loo of Wisdom House following offences under financial markets legislation. View the history and progress of the case on this page.
    Tags
    Stop Order, Powers, Licence cancellation, Financial Advice Provider, Financial Adviser, Roles, Court – criminal, Business, Enforcement
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  4. 18 September 2015

    Sentences delivered in OPI Pacific Finance case

    Two former directors of OPI Pacific Finance Limited, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have been sentenced in the Auckland High Court. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  5. 7 February 2013

    FMA concludes investigation into Strategic Finance

    The investigation into Strategic Finance Limited concluded, with FMA forming the view that six of the company's directors are likely to have breached the Securities Act. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  7. 5 April 2012

    FMA welcomes Bridgecorp verdicts

    Justice Venning found Rodney Petricevic and Robert Roest guilty on charges of breaching the Crimes Act 1961, the Companies Act 1993, and the Securities Act 1978 and found Peter Steigrad guilty on charges of breaching the Securities Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 30 October 2019

    PTT’s Steven Robertson jailed for six years, eight months

    Steven Robertson has today been sentenced to six years, eight months’ imprisonment at the Auckland High Court as a result of an investigation by the Financial Markets Authority (FMA).
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  9. 7 April 2020

    FMA stops misleading ads for COVID-19 health insurance

    The Financial Markets Authority (FMA) is warning people about suspicious offers of insurance or investments relating to COVID-19. Read more in this media release.
    Tags
    COVID-19, News & Insights
    Type
    Page

  11. 22 September 2023

    Finex Group – Suspected scam

    Finex Group offers financial products including forex and cryptocurrency trading, financial education, and advice to New Zealanders. It falsely claims it is a regulated entity, however, is not listed under the Financial Services Provider or New Zealand Companies registers.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  12. 6 September 2023

    KiwiSaver

    KiwiSaver is a voluntary work-based savings scheme set up by the Government to encourage New Zealanders to prepare for retirement.This page helps you understand KiwiSaver so that you can make informed investment decisions.
    Tags
    KiwiSaver & Superannuation, Consumer
    Type
    Page

  13. 5 October 2020

    Investing Myth #4: 'I'm not rich enough to invest'

    ‘I’m not rich enough to invest’ is an investing myth that is debunked by Mary Holm for the FMA. She talks to several ways that anyone can invest even if they invest small amounts.
    Tags
    Investing, Investment basics, Consumer
    Type
    Page

  15. 5 April 2017

    Wise-up about retirement now, so you can relax and enjoy it later

    The FMA commissioned Colmar Brunton to survey New Zealanders aged between 60 and 74 years, to find out their experiences of retirement and how information or advice has helped them manage their retirement savings.
    Tags
    KiwiSaver & Superannuation, Media release, Consumer, News & Insights
    Type
    Page