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Found 1923 results. Displaying page 112 of 129

1. 16 September 2015

   Consultation paper: Employee share purchase schemes – proposed exemption relief

   Consultation paper: Employee share purchase schemes – proposed exemption relief. Read more here.

   Tags

   Directors, Roles, Offer disclosure for equity and debt offers, Consultations, Business

   Type

   Page

2. 31 July 2013

   Chair for Financial Adviser Code Committee re-elected

   The Code Committee for Authorised Financial Advisers (AFAs) has re-elected David Ireland as Chair for the next 12 months.

   Tags

   Media release, News & Insights

   Type

   Page

3. 11 March 2016

   International audit regulators call for measurable improvement by 2019

   The Independent Forum of Independent Audit Regulators issued the results of their annual inspections findings survey.

   Tags

   Auditors, Media release, Roles, Business, Consumer, News & Insights

   Type

   Page, Guidance

4. 26 May 2022

   FMA releases record keeping information sheet for financial advice providers

   The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published an information sheet for financial advice providers (FAPs) about how they can demonstrate compliance with record keeping obligations.

   Tags

   Financial Advice Provider, Roles, Media release, Business, News & Insights

   Type

   Page

5. 28 March 2019

   Professional Conduct Committee of Chartered Accountants Australia New Zealand findings

   The Professional Conduct Committee of the Chartered Accountants Australia New Zealand (CA ANZ) has published its findings in relation to Richard Owen Dey and Michael Derek Wood. Read the findings here.

   Tags

   Media release, Auditors, Roles, Business, News & Insights

   Type

   Page

6. 24 May 2017

   Licensing overview: what the FMA found and what firms need to know

   Common issues, hints for new applicants and a guide to the Financial Markets Authority’s (FMA) future focus are included in a review of the regulator’s first two and a half years of licensing.

   Tags

   Licensing & registration, Media release, Business, News & Insights

   Type

   Page

7. 23 October 2012

   Time for KiwiSaver members to maximise their retirement savings potential

   The Financial Markets Authority says it's time for KiwiSaver members to make sure their investment options best suit their future retirement needs.

   Tags

   Media release, News & Insights

   Type

   Page

8. 25 May 2015

   Apple Fields directors fined on non-filing charges

   The two directors of Apple Fields Limited have today been fined $30,000 each at the Christchurch District Court for breaches of the Financial Reporting Act 1993.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

9. 1 May 2022

   Financial Markets Conduct (Imperium Markets Pty) Exemption Notice 2022

   On 16 February 2022, the FMA granted the Financial Markets Conduct (Imperium Markets Pty Limited) Exemption Notice 2022 (the Notice).

   Tags

   Exemptions, Business

   Type

   Page

10. 14 February 2023

    Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

    Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

    Tags

    Exemptions, Business

    Type

    Page

11. 29 April 2020

    FMA suspends EncoreFX licence following voluntary administration

    FMA has suspended the derivatives issuer licence of EncoreFX (NZ) Limited (EncoreFX) after the business was put into voluntary administration by its Canadian parent.

    Tags

    Derivatives, Regulation, Ways to invest, Investing, Media release, Business, Consumer, News & Insights

    Type

    Page

12. 22 April 2024

    Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024

    The Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024 (Notice) exempts Nufarm Finance (NZ) Limited (Nufarm Finance) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).

    Tags

    Exemptions, Climate related disclosure, Business

    Type

    Page

13. 11 June 2024

    Consultation paper: Standard conditions for derivatives issuer licences

    We are considering imposing a new standard condition and varying an existing standard condition for all derivatives issuer (DI) licences. Have your say by 5PM, Wednesday 7 August 2024

    Tags

    Consultations, Derivative Issuer, Roles, Business

    Type

    Page

14. 16 January 2023

    Scam case study: Escaping a scammer with a little help from a friend

    When Mia asked an old friend for some money to help top up an investment – she heard the harsh news: the whole thing was a scam. Targeted on social media, Mia has now lost $41,000 with little prospect of getting any of it back.

    Tags

    Scams

    Type

    Page

15. 12 April 2013

    FMA completes review of Mighty River Power offer document

    The Financial Markets Authority has completed its review of the Mighty River Power share offer document and is satisfied that it contains the information potential investors need to make an informed decision.

    Tags

    Media release, News & Insights

    Type

    Page