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Found 1923 results. Displaying page 108 of 129

  1. 28 July 2010

    Issuers Could Improve Corporate Governance Reporting

    The Securities Commission's latest review of corporate governance reporting shows that while most issuers are doing well, many need to improve their disclosures when it comes to ethical standards, directors and executive's remuneration, risk management, and shareholder and stakeholder relations.
    Tags
    Media release, News & Insights
    Type
    Page

  3. 19 May 2011

    Statement on Whimp Decision

    The Court has confirmed that the 'deferred payment' offers made by Mr Bernard Whimp and associated entities were misleading. FMA accepts the Court's decision. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 3 September 2010

    New Designated Settlement System

    The Reserve Bank of New Zealand and the Securities Commission today announced that the newly established NZCDC Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page

  5. 7 September 2012

    New designated settlement system

    The Reserve Bank of New Zealand and the Financial Markets Authority (FMA) have announced that the NZ Clear Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page

  6. 9 September 2015

    Consultation paper: Proposed FMC Act exemption for offers made through AFAs providing personalised DIMS

    Consultation paper: Proposed FMC Act exemption for offers made through AFAs providing personalised DIMS. The FMA is seeking comment on whether there is a need for exemption relief for offerors who sell financial products through AFAs providing personalised discretionary investment management services (DIMS) under the Financial Advisers Act 2008 (FA Act).
    Tags
    Offer information, FMC Act, Legislation, Discretionary investment management scheme (DIMS), Consultations, Roles, Business
    Type
    Page

  7. 14 July 2021

    FMA issues infringement notice to Equitise

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has issued an infringement notice to equity crowdfunding service provider Equitise Pty Ltd for failing to file financial statements by their due date.
    Tags
    Crowdfunding providers, Enforceable action, Roles, Media release, Business, News & Insights, Enforcement
    Type
    Page

  8. 23 July 2019

    FMA issues Stop Order against Syndicated Trusts Limited

    The Financial Markets Authority (FMA) has issued a Stop Order against Syndicated Trusts Limited (STL), ordering the company to stop advertising or accepting money for financial products.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  10. 18 December 2018

    Two men convicted on Crimes Act charges

    Robert Ian South and Murray Byron Provan have been found guilty at Tauranga District Court on charges filed by the FMA. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  11. 29 July 2022

    Investor confidence report – annual results

    The 2022 Investor Confidence Survey found 66% of investors are confident in the country’s financial markets, down from 72% in 2021. View all annual Investor Confidence reports on this page.
    Tags
    Directors, Roles, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    Page, Report, Research

  13. 19 August 2020

    Ivory Option

    We are concerned that Ivory Option has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 16 December 2021

    FMA raises red flags about Bitminerpool Limited

    Warning: We are aware that a New Zealand resident who has invested through Bitminerpool Limited is unable to withdraw the funds they invested from Bitminerpool Limited’s platform. A large amount of money is required in order to release the funds. We are concerned that Bitminerpool Limited is involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 14 July 2020

    Libra Markets/Libramarkets

    Libra Markets/Libramarkets has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page