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Found 1923 results. Displaying page 97 of 129

  2. 4 May 2023

    Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2023

    The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act) and the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
    Tags
    Exemptions, Business
    Type
    Page

  5. 4 October 2023

    Consultation: Proposed guidance and expectations for keeping proper climate-related disclosure records

    The FMA has now published the final guidance for keeping proper climate-related disclosure records, along with a summary of key themes and compilation of responses to the consultation.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Consultations, Business, Managed investment schemes
    Type
    Page

  6. 21 November 2023

    Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2023

    The Notice exempts Saturn Invest New Zealand (Saturn) as manager of the Portfolio Superannuation Scheme (the self-select scheme) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act), the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
    Tags
    Exemptions, Business
    Type
    Page, Current, Financial Markets Conduct Act exemptions, Exemption notice

  8. 21 November 2023

    Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023

    The Notice exempts i-Select Limited (i-Select) as manager of the i-Select Superannuation Scheme (the self-select scheme) from certain provisions of the FMC Act, the FMC Regulations, and the Financial Markets Conduct (Fees) Regulations 2014.
    Tags
    Exemptions, Business
    Type
    Page, Exemption notice, Current, Financial Markets Conduct Act exemptions

  10. 2 September 2010

    Draft Code to Minister for Approval

    The Commissioner for Financial Advisers, David Mayhew has approved the draft Code of Professional Conduct for Authorised Financial Advisers, and sent it to the Minister of Commerce, Hon Simon Power for his approval.
    Tags
    Media release, News & Insights
    Type
    Page

  11. 16 June 2021

    KiwiSaver switching research

    A review of KiwiSaver member behaviour in response to COVID-19. The research focused on the increased switching behaviour observed during the period of heightened market volatility in Feb-April 2020.
    Tags
    COVID-19, Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Research

  13. 26 January 2021

    Wendav Limited (Wendav)

    We are concerned Wendav Limited and https://www.wendavlimited.com/ may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  14. 26 January 2022

    Smartshares NZ Dividend Fund (FND2408)

    Smartshares NZ Dividend Fund have been granted a Asia Region Fund Passport (ARFP)
    Tags
    Asia Region Funds Passport Register, Licensed entity, Business
    Type
    Page

  15. 29 October 2018

    Oaza Nagashima Zaisanku

    The FMA recommends exercising caution before dealing with Oaza Nagashima Zaisanku
    Tags
    Suspected scam, Scams
    Type
    Page