Back

Search results

Found 1923 results. Displaying page 96 of 129

  1. 29 November 2019

    Council of Financial Regulators sets work priorities for 2020

    The Council of Financial Regulators (CoFR) has announced its work priorities for the coming year.
    The work programme includes seven separate work streams, each led by one of the CoFR agencies, but involving all the members (alongside other government agencies as necessary) in a coordinated effort to tackle issues that reach across the financial system.
    Tags
    Media release, Governance, FMA, News & Insights
    Type
    Page

  2. 17 August 2012

    FMA welcomes ruling on asset preservation orders

    The Court of Appeal has dismissed an appeal by the trustees of the KA3 and KA4 trusts on interim asset preservation orders obtained by FMA. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 28 November 2013

    FMA announces new Chief Executive

    The Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 February 2014.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  4. 28 August 2017

    Prince and Partners

    In taking these proceedings, it was the first time FMA brought s 34 case and acted in the place of the investors in Viaduct who lost most of their investments when Viaduct was put into receivership. Read more.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  5. 22 August 2018

    Haig, Lafferty & Partners

    Representatives of Haig, Lafferty & Partners are cold calling investors
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  6. 12 March 2021

    www.horizonlinelimited.com

    The FMA are concerned the operators of the website www.horizonlinelimited.com may be operating a scam. We have received a report of investors in the company being unable to withdraw their investments.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  7. 13 July 2017

    Anthony Norman Wilson

    Wilson admitted three charges of making a false document for pecuniary advantage and one charge of dishonestly using a document for pecuniary advantage. Read more.
    Tags
    Cases, Court – criminal, Powers, Enforcement
    Type
    Page

  8. 5 November 2021

    Neptune Blocks

    WARNING: FMA are concerned that Neptune Blocks may be operating a scam. We have received reports of investors in the company being unable to withdraw their investments.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  10. 29 August 2023

    Cryptotrusthub – Imposter website, unreasonable withdrawal fees

    We are aware that a New Zealand resident who put money into Cryptotrusthub has had difficulty withdrawing funds. We are concerned that Cryptotrusthub has features of a scam.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  11. 22 September 2020

    Acquisition Direct Facilitators

    We are concerned that Acquisition Direct Facilitators may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 17 April 2024

    AxonExchange – Imposter website, suspected scam

    The FMA recommends caution when dealing with AxonExchange and its associated websites. We are aware of an investor who has invested with AxonExchange and is now unable to withdraw funds.
    Tags
    Imposter website, Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  13. 1 February 2013

    NZ finance company collapses (2006–2012)

    The scale and circumstances of the Finance industry failure since 2006 gave rise to concerns of inappropriate behaviour and breaches of the Securities Act and a programme of investigations into the failures was initiated. Read more.
    Tags
    Enforcement
    Type
    Page

  14. 1 February 2013

    NZ finance company collapses (2006–2012)

    The scale and circumstances of the Finance industry failure since 2006 gave rise to concerns of inappropriate behaviour and breaches of the Securities Act and a programme of investigations into the failures was initiated. Read more.
    Tags
    Enforcement
    Type
    Page

  15. 7 April 2016

    Consultation paper: Exemption for small offers of co-operative shares

    Consultation paper: Exemption for small offers of co-operative shares. We are seeking views on the proposals to provide class exemptions which provide co-operative companies and industrial and provident societies a lighter path of compliance with the Financial Markets Conduct Act 2013 (FMC Act) when they offer their members shares of minimal value.
    Tags
    Offer disclosure for equity and debt offers, Offer information, Consultations, Exemptions, Roles, Business, FMA
    Type
    Page