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  1. 5 September 2022

    Directors

    The office of a director carries with it a wide range of ethical, legal and commercial duties and obligations. This page provides a range of guidance and resources to assist directors in their duties in New Zealand.
    Tags
    Directors, Roles, Business
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    Page

  2. 13 November 2018

    Supporting scam victims: Simon helped his father-in-law spot a scam

    What would you do if you thought a family member was being scammed?That was Simon’s dilemma after he became concerned about his father-in-law Richard. Simon believes the scammers first made contact with Richard by ringing him to take part in a phone survey - a classic scamming tactic.
    Tags
    Consumer, Scams
    Type
    Page

  3. 23 October 2020

    Understanding sharemarket jargon

    FMA article about common terms you might come across when you invest in shares.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
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    Page

  4. 6 September 2022

    FMA Chief Executive Samantha Barrass opening remarks to the FANZ Conference

    Samantha Barrass talks to FANZ conference attendees about the FMA's goals of fostering a genuinely fair financial system, with more New Zealanders than ever believing the financial sector is working well for them.
    Tags
    FMA executive team, Speeches and presentations , FMA, News & Insights
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    Page

  5. 25 June 2015

    David Ross and Ross Asset Management Limited

    The criminal proceeding brought against Mr Ross by FMA relates to allegations of breaches of the Financial Markets Act, Financial Advisers Act and Financial Service Providers Act. Read more.
    Tags
    Court – criminal, Powers, Enforcement
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    Page

  6. 31 August 2022

    Disclaimer

    The Financial Markets Authority does not assume any responsibility for giving legal or other professional advice. If you require legal or expert advice you should seek assistance from a professional adviser.
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    Type
    Page

  8. 13 July 2016

    Changes recommended to the FAA and FSPR are good for consumers

    The Financial Markets Authority welcomes the Minister of Commerce and Consumer Affairs, Paul Goldsmith’s recommendations on changes to two significant pieces of legislation for NZ’s financial markets.
    Tags
    Financial advice, Media release, Consumer, News & Insights
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    Page

  11. 24 April 2024

    Hz-cap.com - Imposter, unsolicited offer

    Hz-cap.com has been cold calling New Zealand residents, attempting to offer an investment in Starlink IPO. Unsolicited offers of financial products are prohibited in New Zealand.
    Tags
    Imposter website, Scams
    Type
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  13. 1 May 2022

    One Management

    FMA made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP
    Tags
    Stop Order, Powers, Enforcement
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  14. 5 September 2013

    Joint investigation results in charges for Strategic Planning Group

    Following a joint investigation into the activities of Auckland based company Strategic Planning Group Limited (SPG), the SFO and FMA have laid charges against former financial adviser Andrew Hrothgar Robinson. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  15. 30 September 2021

    FMA steps up enforcement of anti-money laundering breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has escalated its enforcement approach to non-compliance with New Zealand’s anti-money laundering and countering financing of terrorism (AML/CFT) rules, according to a new report.
    Tags
    AML/CFT, Roles, Reporting entities, Media release, Business, News & Insights, Enforcement
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    Page