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  1. 1 July 2022

    Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022

    The Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022 (Exemption) exempts Futurity Investment Group Limited (the manager), as manager of Futurity managed investment schemes in New Zealand, principally from section 156(1) of the Financial Markets Conduct Act 2013 (the Act) subject to certain conditions.
    Tags
    Exemptions, Secondary legislation, Business
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    Page

  3. 7 October 2021

    FMA directs Du Val to remove misleading advertising

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has directed property development and investment company Du Val to remove advertising materials likely to mislead or deceive investors.
    Tags
    Roles, Offer disclosure for equity and debt offers, Media release, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  4. 19 May 2016

    Licensing obligations for property investment schemes imminent

    The FMA is putting the call out to businesses of all sizes providing property investment schemes or property syndication funds to get licensed now.
    Tags
    Licensing & registration, Property investment, Property syndicates, Media release, Ways to invest, Investing, Business, Consumer, News & Insights
    Type
    Page

  7. 4 March 2020

    Derivatives

    Derivatives are complex financial instruments, and trading them is not a suitable ‘investment’ for most consumers. They are designed to track the value of something without the need to actually buy or sell that underlying thing and are used by professionals to manage risk or to speculate. Learn more about the risks and returns of investing in derivatives here.
    Tags
    Derivatives, Ways to invest, Investing, Consumer
    Type
    Page

  10. 3 August 2023

    Enforcement Policy

    Our enforcement policy is intended to guide and inform financial market participants. It is also intended to be a living policy and we may revise it from time to time according to what our objectives and priorities are. It is not exhaustive and is not binding.
    Tags
    Policy, Business, Enforcement
    Type
    Page

  12. 1 June 2013

    Securities trustees and statutory supervisors monitoring

    Securities trustees and statutory supervisors monitoring guidance note is for licensed securities trustees and statutory supervisors. It sets out the Financial Market Authority’s (FMA) expectations of how they will carry out their monitoring functions effectively.
    Tags
    Independent trustee, Roles, Supervisors, Business
    Type
    Page, Guidance

  13. 10 January 2020

    Market manipulation

    Market manipulation is where someone misleads (or attempts to mislead) the market by actions or omissions that give a false appearance of trading activity, supply, demand or the value of financial products. Read more in this article from the FMA.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
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    Page