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Found 5810 results. Displaying page 7 of 388

  3. 16 April 2024

    Implemented Investment Solutions DBG

    Implemented Investment Solutions DBG includes Fundrock NZ Limited and Investnow Saving and Investment Service Limited.
    Tags
    Reporting entities, AML/CFT, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  4. 3 May 2016

    Craigs Investment Partners Limited

    The FMA conducted an investigation into potential breaches of the Anti-Money
    Laundering and Countering Financing of Terrorism Act 2009 in relation
    to Craigs. Read more.
    Tags
    AML/CFT, Roles, Formal warning, Powers, AML/CFT formal warning, Business, Enforcement
    Type
    Page

  6. 2 July 2024

    Booster Investment Management Limited

    The FMA filed civil proceedings against Booster Investment Management Limited (BIML), a wholly owned subsidiary of Booster Financial Services Limited.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  7. 7 December 2022

    SHARESIES INVESTMENT MANAGEMENT LIMITED

    Sharesies Investment Management Limited are licenced managed investment scheme managers.
    Tags
    Reporting entities, Licensed entity, Roles, Business, Managed investment schemes
    Type
    Page

  13. 31 October 2015

    Forsyth Barr Investment Management Limited

    Forsyth Barr Investment Management Limited, FSP25021, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  14. 31 May 2016

    Forsyth Barr Investment Management Limited

    Forsyth Barr Investment Management Limited, FSP25021, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page