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  1. 28 July 2022

    Integrated financial products: Review of managed fund documentation

    Findings from a Financial Markets Authority review of the effectiveness of disclosure information from a sample of managed investment funds labelled or marketed as being integrated financial products (e.g. sustainable, ethical, green)
    Tags
    Ethical finance, Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  2. 31 October 2016

    MB Funds Limited

    MB Funds Limited, FSP455547, is a licensed Managed Investment Scheme Manager. MB Funds Limited was previous named Ranfurly Strategic Limited.
    Tags
    Licensed entity, Roles, Reporting entities, Business, Managed investment schemes
    Type
    Page

  4. 24 June 2024

    Spotlight on: Growth Funds

    Growth funds are best if you need higher growth in your investment over the long term. The FMA editorial team talks about growth funds in this article.
    Tags
    KiwiSaver & Superannuation, Article, Consumer, News & Insights
    Type
    Page

  5. 1 July 2017

    Offering financial products in New Zealand and Australia under mutual recognition - regulatory guide

    This is a guide for New Zealand and Australian issuers offering financial products or interests in managed or collective investment schemes in both countries.
    It explains what issuers have to do under the trans-Tasman mutual recognition scheme for offers of financial products.
    This is a joint guide published by the Australian Securities and Investments Commission (ASIC) and the New Zealand Financial Markets Authority (FMA).
    Tags
    Roles, Business, Managed investment schemes
    Type
    PDF, Guidance

  6. 24 August 2020

    MyFiduciary report into active and passive management of KiwiSaver funds

    The FMA commissioned MyFiduciary to complete a report into the investment management styles of KiwiSaver providers. The report examines how active or passive each KiwiSaver Provider is. It also examines whether investment management fees differ between active and passive approaches
    Tags
    Reports and Papers, Roles, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  7. 1 May 2024

    Real life scam stories

    Around one in five Kiwis has been targeted by an investment scam, real stories of everyday Kiwis who lost money to investment scams – but took positive action by reporting it to the FMA and then sharing their stories so others can see what scams look like.
    Tags
    Scams
    Type
    Page

  8. 16 April 2018

    Crafters & Co. Limited and Hadleigh Petherick

    Misleading or deceptive statements regarding financial position included in an investment memorandum for Crafters & Co. Limited which was used as part of a crowdfunding campaign.
    Tags
    Suspected scam, Formal warning, Powers, Enforcement, Scams
    Type
    Page

  9. 22 January 2024

    Independent trustees

    You'll need a licence if you are appointed as an independent trustee of a restricted KiwiSaver scheme or a workplace superannuation or legacy scheme. Every restricted managed investment scheme must have at least one licensed independent trustee. See more about the licensing and registration and compliance obligations of independent trustees on this page.
    Tags
    Compliance, Independent trustee, Roles, Obligations, Licensing & registration, Business
    Type
    Page

  10. 7 February 2018

    Designation Amendment Notice MIPs

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2018
    Tags
    Designations, Business
    Type
    PDF, Notice

  11. 20 May 2016

    Cambrian Corporation Limited

    The FMA has ordered a foreign exchange educator Cambrian to change its marketing materials on the basis that they were misleading or deceptive, and it had made unsubstantiated statements about its services.
    Tags
    Enforcement
    Type
    Page

  12. 15 December 2022

    ASX 24 review report

    Australian Securities Exchange Limited (ASX 24) is licensed to operate the ASX 24 derivatives market (derivatives market) in New Zealand. We are required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  13. 14 December 2023

    SGX-DT review report

    Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under the FMC Act 2013.
    Tags
    Reports and Papers, Roles, Derivative Issuer, Business, News & Insights, Market operator
    Type
    Page

  14. 20 December 2021

    HyperFund

    WARNING: HyperFund operates on a Multi-Level Marketing (MLM) model and claims to offers passive investment opportunities. The FMA are concerned that HyperFund is operating a scam.
    Tags
    International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page

  15. 20 September 2021

    Green Tower Investments

    WARNING: the FMA is concerned that Green Tower Investments may be operating a scam. We have received a report from New Zealand residents who have been unable to withdraw their investment with Green Tower Investments.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page