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Found 5812 results. Displaying page 37 of 388

  1. 12 December 2013

    Magyar Nemzeti Bank Hungary - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Magyar Nemzeti Bank Hungary
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  2. 17 December 2013

    National Bank of Slovakia - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the National Bank of Slovakia
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  3. 10 December 2014

    Banking Ombudsman Scheme Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Banking Ombudsman Scheme Limited
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  4. 23 September 2016

    CPA Australia Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the CPA Australia Limited
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  5. 1 November 2019

    Reserve Bank of New Zealand (RBNZ) - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Reserve Bank of New Zealand
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  7. 10 August 2021

    Domain Name Commission Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Domain Name Commission Limited
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  8. 15 February 2017

    New Zealand Law Society - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the New Zealand Law Society
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  10. 30 September 2016

    Advertising Standards Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Advertising Standards Authority
    Tags
    Regulation update, FMA
    Type
    PDF, MOU

  11. 30 August 2013

    NZ Council of Victim Support Groups - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and New Zealand Council of Victim Support Groups
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  12. 7 February 2018

    New Zealand Police - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and New Zealand Police
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  13. 20 October 2022

    Investments for wholesale and eligible investors

    Wholesale investment offers are aimed at experienced investors, often with large sums of money to invest. Read more about wholesale investors and investments on this page.
    Tags
    Wholesale investing, Ways to invest, Investing, Consumer
    Type
    Page

  14. 13 December 2021

    Booster FS Group DBG

    Booster FS DBG including: Booster Custodial Administration Services Limited, Booster Investment Management Limited, Booster Investment Services Limited, Asset Custodian Nominees Limited , Booster Financial Services Limited, Fidelity Fund Management Limited, Booster Funds Management Limited, NZ Innovation GP Limited, and Booster Tahi GP Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  15. 1 October 2014

    Reporting duties under Part 4 of the FMC Act

    Reporting duties under Part 4 of the FMC Act information sheet outlines the new reporting duties under the Financial Markets Conduct Act 2013 (FMC Act) for debt issuers, managers of managed investment schemes, supervisors, auditors, investment managers, administration managers, custodians and actuaries.
    Tags
    Client money or property services provider, Offer disclosure for equity and debt offers, Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Financial reporting, Guidance